DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Erik Edward Babocsi
Certified Financial Planner
Feed of 09/14/2026
At current firm
17 y
since Jun 8, 2009
In the industry
28 y
since Dec 22, 1997 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Capital Investment Advisory Services, LLC BD affiliated currentsince Jun 8, 2009 · Raleigh, Nc
- Cic Advisers, LLC unclassifiedApr 15, 2009 to Dec 31, 2012 · Raleigh, Nc
- UBS Financial Services Inc. wirehouseApr 6, 2005 to Apr 22, 2009 · Raleigh, Nc
- Charles Schwab & Co., Inc. national BDDec 19, 2002 to Apr 7, 2005 · Chapel Hill, Nc
Moves
a registration end followed by a registration begin elsewhere
- Cic Advisers, LLC to Capital Investment Advisory Services, LLCleft Dec 31, 2012, registered Jun 8, 2009 (-1302 days) · corporate re-registration, not a move
- UBS Financial Services Inc. to Cic Advisers, LLCleft Apr 22, 2009, registered Apr 15, 2009 (-7 days) · Other
- Charles Schwab & Co., Inc. to UBS Financial Services Inc.left Apr 7, 2005, registered Apr 6, 2005 (-1 days) · Affiliated broker-dealer or bank to wirehouse
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address