DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
R•••••• S••••• S••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as R•••••• S••••• M••••••••• S••••• M••••••••• S••••• S••••
At current firm
1 y
since Feb 7, 2025
In the industry
28 y
since Mar 27, 1998 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- A••• F•••••••• S••••••••• L•• state registered currentsince Feb 7, 2025 · Ocoee, Fl
- A••• F•••••••• S••••••••• L•• state registeredApr 21, 2015 to Dec 31, 2016 · Ocoee, Fl
- A••• F•••••••• S••••••••• L•• state registeredApr 21, 2015 to Dec 31, 2019 · Ocoee, Fl
- A••• F•••••••• S••••••••• L•• state registeredApr 21, 2015 to Dec 31, 2024 · Ocoee, Fl
- S••••••• F•••••••• G••••• I••• unclassifiedJun 2, 2014 to Jul 25, 2014 · The Villages, Fl
- S••••• W••••• A•••••••• I••• no RAUMJan 3, 2012 to Sep 24, 2013 · Orlando, Fl
- C•••••• S••••• • C••• I••• national BDFeb 26, 2003 to Mar 22, 2012 · Orlando, Fl
Moves
a registration end followed by a registration begin elsewhere
- S••••••• F•••••••• G••••• I••• to A••• F•••••••• S••••••••• L••left Jul 25, 2014, registered Apr 21, 2015 (270 days) · Other
- S••••• W••••• A•••••••• I••• to S••••••• F•••••••• G••••• I•••left Sep 24, 2013, registered Jun 2, 2014 (251 days) · Other
- C•••••• S••••• • C••• I••• to S••••• W••••• A•••••••• I•••left Mar 22, 2012, registered Jan 3, 2012 (-79 days) · channel change inside one enterprise, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address