DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

G•••• S•••••••• B•••••••••

C••••• P••••••• L••independent RIASan Francisco, Ca IA-onlyIAPD 2958813

Certified Financial Planner · Chartered Financial Analyst

Feed of 09/14/2026

Also filed as G•••• S•••••••• Patterson

At current firm

1 y

since Jan 1, 2025

In the industry

24 y

since May 30, 2002 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C••••• P••••••• L•• independent RIA current
since Jan 1, 2025 · San Francisco, Ca
C•••••• M•••••• I•• L•• independent RIA
Oct 7, 2016 to Dec 9, 2024 · San Francisco, Ca
A••••••••• S••••••••• C•••• unclassified
Sep 23, 2005 to Aug 18, 2006 · San Francisco, Ca
N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• former
Aug 2, 2005 to Sep 23, 2005 · San Francisco, Ca

Moves

a registration end followed by a registration begin elsewhere

C•••••• M•••••• I•• L•• to C••••• P••••••• L••
left Dec 9, 2024, registered Jan 1, 2025 (23 days) · RIA to RIA
A••••••••• S••••••••• C•••• to C•••••• M•••••• I•• L••
left Aug 18, 2006, registered Oct 7, 2016 (3703 days) · Other
N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• to A••••••••• S••••••••• C••••
left Sep 23, 2005, registered Sep 23, 2005 (0 days) · Other

Signals

G•••• S•••••••• B••••••••• left C•••••• M•••••• I•• L•• for C••••• P••••••• L•• (registered 2025-01-01)
Dec 9, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 24derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address