RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T••••• E••• D••••
- A••••• W••••• independent RIA currentsince Jan 19, 2022 · Lake Oswego, Or
- M•••••• W••••• A••••••• formerFeb 8, 2019 to Mar 28, 2022 · Lake Oswego, Or
- A•••• W••••• A••••••• independent RIAApr 16, 2012 to Apr 12, 2019 · Bellevue, Wa
- R••••••••• A•••• M••••••••• L•• formerJan 23, 2012 to Jun 28, 2012 · Bellevue, Wa
- P•••••• C•••••• M••••••••• L•• formerJul 30, 2010 to Jun 28, 2012 · Lake Oswego, Or
- B••••• A••••••••• S••••••••• L•• unclassifiedSep 22, 2006 to Oct 27, 2006 · Portland, Or
- B••••• R••• C•••••• P••••••• L•• unclassifiedMar 17, 2006 to Sep 25, 2006 · Portland, Or
- B••••• R••• C••••••• L•• unclassifiedMar 17, 2006 to Oct 27, 2006 · Portland, Or
- W• G••••••• S••••••••• I••• unclassifiedMay 5, 2003 to Aug 4, 2003 · Portland, Or
- M•••••• W••••• A••••••• to A••••• W•••••left Mar 28, 2022, registered Jan 19, 2022 (-68 days) · RIA to RIA
- A•••• W••••• A••••••• to M•••••• W••••• A•••••••left Apr 12, 2019, registered Feb 8, 2019 (-63 days) · RIA to RIA
- R••••••••• A•••• M••••••••• L•• to A•••• W••••• A•••••••left Jun 28, 2012, registered Apr 16, 2012 (-73 days) · Other
- P•••••• C•••••• M••••••••• L•• to R••••••••• A•••• M••••••••• L••left Jun 28, 2012, registered Jan 23, 2012 (-157 days) · Other
- B••••• A••••••••• S••••••••• L•• to P•••••• C•••••• M••••••••• L••left Oct 27, 2006, registered Jul 30, 2010 (1372 days) · Other
- B••••• R••• C••••••• L•• to B••••• A••••••••• S••••••••• L••left Oct 27, 2006, registered Sep 22, 2006 (-35 days) · Other
- B••••• R••• C•••••• P••••••• L•• to B••••• R••• C••••••• L••left Sep 25, 2006, registered Mar 17, 2006 (-192 days) · Other
- W• G••••••• S••••••••• I••• to B••••• R••• C•••••• P••••••• L••left Aug 4, 2003, registered Mar 17, 2006 (956 days) · Other
- T••••• E••• D•••• left M•••••• W••••• A••••••• for A••••• W••••• (registered 2022-01-19)Mar 28, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address