RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• A••• I•• L•••••••••
- R••••••••• A•• W••••• A• A••••••• L•• institutional currentsince Jul 11, 2013 · Wayne, Pa
- J•••• E••••••• • C•• unclassifiedJun 24, 2010 to Jul 10, 2013 · Houston, Tx
- L•• F•••••••• L•• BD affiliatedDec 23, 2009 to Aug 1, 2017 · Alpharetta, Ga
- N•• A•••••• S•••••••• L•• formerOct 18, 2007 to Dec 17, 2009 · Austin, Tx
- M•• S••••••••• L•• formerJun 3, 2004 to Oct 2, 2007 · Atlanta, Ga
- U•• A••••••• institutionalJan 23, 2003 to May 7, 2004
- H•• I••••••••• A•••••••• L•• unclassifiedJul 10, 2002 to Aug 7, 2002 · Norcross, Ga
- L•• F•••••••• L•• to J•••• E••••••• • C••left Aug 1, 2017, registered Jun 24, 2010 (-2595 days) · Other
- J•••• E••••••• • C•• to R••••••••• A•• W••••• A• A••••••• L••left Jul 10, 2013, registered Jul 11, 2013 (1 days) · Other
- N•• A•••••• S•••••••• L•• to L•• F•••••••• L••left Dec 17, 2009, registered Dec 23, 2009 (6 days) · Other
- M•• S••••••••• L•• to N•• A•••••• S•••••••• L••left Oct 2, 2007, registered Oct 18, 2007 (16 days) · Other
- U•• A••••••• to M•• S••••••••• L••left May 7, 2004, registered Jun 3, 2004 (27 days) · Other
- H•• I••••••••• A•••••••• L•• to U•• A•••••••left Aug 7, 2002, registered Jan 23, 2003 (169 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address