DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Retirement And Wealth At Alliant, LLC

Institutional managerWayne, PennsylvaniaCRD 167970SEC 801-78240websiteIAPD
Latest filing Jul 30, 2026
First filing on the tape Jun 19, 2013 · 37 filings
SEC status approved since Jul 9, 2013
RAUM
$7.4B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
44
registered through the firm on IAPD
RAUM per advisor
$168M
derived; firm RAUM over IAPD count
Employees
30
30 advisory (5.B.1)
Offices
11
beyond the principal office
Private funds
0
reported on Schedule D
History
37 filings and snapshots on the tape
RAUM$7.4B as of Jul 30, 2026
Jan 30, 2018$6.5B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jul 30, 2026
Apr 23, 20143 then
Employees (5.A)30 as of Jul 30, 2026
Apr 23, 201415 then
Private funds: no history
RAUM +64% over the last fiscal year+89% a year over threeIARs 0 to 0offices 8 to 11
Practice profile
derived from the filing of Jul 30, 2026; every figure names its basis
Archetypes, each a printed rule
  • Broker-dealer affiliated · Item 7.A.1 (broker-dealer affiliate) and at least 50 registered representatives (Item 5.B.2), or the adviser is itself a broker-dealer (6.A.1)
  • Institutional asset manager · institutional share (pensions, government, insurance, corporations, charities, banks, other advisers) at least 60 percent and private-client share under 20 percent
  • OCIO / institutional advisory · selection of other advisers (5.G.7) and institutional share at least 50 percent
  • Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
RAUM per advisor
$168MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$29.7MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
99%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
0.7derivedItem 5.A over advisors
Advisors per office
3.7derived12 offices incl. principal (1.F.5)
RAUM growth, one year
+64%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, fixed fees, otherreportedItem 5.E
Advisory activities
portfolio management for pooled vehicles, pension consulting, selection of other advisers, educational seminarsreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • is a broker-dealer (6.A.1)
  • is an insurance broker or agent (6.A.6)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pension and profit-sharing plans$7.3B99%
  • Pooled investment vehicles$87.8M1.2%
Individual clients
0reported
HNW clients
0reported
Pension plan clients
216reported
Charitable clients
0reported
Accounts
248reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixedreported
Class basis
private_client_share=0.0 fund_share=0.01 institutional_share=0.99 related_bd=false related_bank=false bd_reps=13.0derived
Advisors registered through the firm
44 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
Sean Paul WaggonerWayne, PaJul 11, 201329 y3
James Alan Ian LaschingerWayne, PaJul 11, 201328 y6
Sarah Leigh KeiblerSeattle, WaOct 10, 201620 y1
John Arthur CunninghamWestfield, NjJul 12, 201731 y1
Drew Patrick WhitneyAustin, TxJun 29, 201815 y1
Jonathan Mark TaporcoChartered Financial AnalystAustin, TxJun 29, 201820 y7
Andrew Maxwell DenlerNew York City, NyApr 5, 202113 y0
Michael H WestNew York City, NyApr 10, 202117 y3
Heather Ann BrandtSpokane, WaNov 18, 202135 y1
Robert Henry NelsonWayne, Pa May 11, 202228 y2
Kathleen Ruth AicherWayne, Pa Jul 26, 202230 y3
Cara Cappetto ReynoldsHouston, Tx Oct 4, 202215 y0
Teressa Lea RamboFayetteville, Ar Oct 26, 202228 y7
Ryan Christopher BarnettWayne, Pa Nov 10, 202213 y2
Robert Bradley KnowlesWayne, Pa Nov 11, 202225 y6
Kathleen MonahanWayne, Pa May 18, 202314 y0
Matthew Vincent GraserNew York City, Ny Jun 12, 202311 y1
Ryan OconnorWayne, Pa Sep 4, 202313 y0
Julia MendakNew York City, Ny Sep 5, 202312 y0
Julia Scaringe SellWayne, PaMar 19, 202414 y0
Carrie Lynn SilvestroWayne, Pa Apr 25, 202421 y0
Shakeil Lashone BeckerSeattle, Wa Jun 3, 202410 y2
Patrick Michael GearyWayne, Pa Jun 14, 202433 y3
Lawrence SanfilippoOmaha, Ne Jun 14, 202415 y3
Alex Yi PanNew York City, Ny Jul 1, 202414 y1
Wendy Michelle ConnerChartered Financial ConsultantWayne, Pa Oct 5, 202426 y3
Mark Erven MeyerWayne, Pa Oct 7, 202430 y2
Brett BarronWayne, PaOct 11, 202410 y0
Tyler Glenn OlsonWayne, Pa Nov 20, 202410 y0
Quay DixonHiliard, Oh Mar 19, 202514 y3
Matthew Ryan HowethWayne, Pa Mar 25, 202514 y3
Patrick Ralph TinkhamWayne, Pa Mar 25, 202510 y1
Maria ArcaroRandolph, Nj Oct 20, 202515 y0
Adriana Ramos CourtsWayne, Pa Dec 3, 202513 y4
Alexandra Marie ParsonsMiami, Fl Dec 5, 202511 y2
Chelsey KastrupLa Vista, Ne Mar 26, 202610 y2
Eric Douglas KaufmanWayne, Pa May 6, 202631 y1
Ivette Marquez HauserNew York City, Ny Jul 2, 202612 y2
Steven Robert ScottPortsmouth, Nh Jul 7, 202623 y2
Kimberly Ann YoungermanWayne, Pa Jul 13, 202633 y1
All 44 advisors at Retirement And Wealth At Alliant, LLC
Advisor movement
1 left, 11 joined in 12 months
net +10 in 12 months0 left in 90 days7 joined in 90 daysdeparture rate 2.3% of current headcount4 left over 36 months
Joined, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
    Teams outTeams in
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • Michelle Wendy Conner · Chief Compliance Officercontrol
      since 05/2013 · owns less than 5%
    • Arthur John Cunningham · Senior Vice Presidentcontrol
      since 01/2020 · owns less than 5%
    • Alan Ian James Laschinger · Exec. Vice President, Managercontrol
      since 01/2020 · owns less than 5%
    Entity owners
    • Alliant Insurance Services · Parent Company And Managing Member
      direct · owns 75% or more
    • Alliant Holdings Intermediate, Inc. · Parent Company
      indirect · owns 75% or more of Alliant Insurance Services, Inc.
    • Alliant Holdings Intermediate, LLC · Parent Company
      indirect · owns 75% or more of Alliant Insurance Services, Inc.
    • Alliant Holdings, L.P. · Parent Company
      indirect · owns 75% or more of Alliant Insurance Services
    • Alliant Insurance Services, Inc. · Parent Company And Managing Member
      indirect · owns 75% or more of Alliant Insurance Services, Inc. (Parent To Alliant Retirement Services, LLC)
    • Alliant Insurance Services, Inc. (Parent To Alliant Retirement Services, LLC) · Parent Company
      indirect · owns 75% or more of Alliant Retirement Services, LLC
    • Alliant Services, Inc. · Parent Company
      indirect · owns 75% or more of Alliant Holdings Intermediate, LLC
    Related persons
    Schedule D 7.A
    • Alliant Insurance Services Inc
      real estatey
    Advisers that list Retirement And Wealth At Alliant, LLC as a related person
    Office movement
    IAPD branch city; joins and departures in 12 months
    OfficeAdvisorsJoinedLeftTeams outForming
    Wayne, Pa · principal37140
    New York City, Ny1020
    Portsmouth, Nh550
    Los Angeles, Ca320
    Alpharetta, Ga200
    Omaha, Ne220
    Seattle, Wa200
    Oklahoma City, Ok200
    Chicago, Il220
    Houston, Tx200
    Austin, Tx201
    Offices
    Schedule D 1.F, the 25 largest
    • Austin, TX3 employees
    • New York City, NY3 employees
    • Fayetteville, AR2 employees
    • Los Angeles, CA2 employees
    • Oklahoma City, OK2 employees
    • Seattle, WA2 employees
    • Atlanta, GA2 employees
    • Houston, TX1 employees
    ADV anomalies
    1 against comparable advisers; where to look, not conclusions
    • RAUM up 50 %Change between filings · filing Apr 6, 2026
      RAUM (Item 5.F) moved from $4,493,036,646 to $7,374,170,393 (+64.0%) between the annual amendments of 2025-03-31 and 2026-04-06; the peer median change was +11.0% (66 comparable advisers, 97.0th percentile of changes)
      peers: institutional managers, $5B to $20B (66) · 97% percentile
    How anomalies are measured
    What changed
    consecutive filings, newest first
    • Business name · ALLIANT RETIREMENT CONSULTING to RETIREMENT AND WEALTH AT ALLIANT, LLC
      Apr 6, 2026 to Jul 30, 2026
    • HQ city · ALPHARETTA to WAYNE
      Apr 6, 2026 to Jul 30, 2026
    • HQ state · GA to PA
      Apr 6, 2026 to Jul 30, 2026
    • Legal name · ALLIANT RETIREMENT SERVICES, LLC to RETIREMENT AND WEALTH AT ALLIANT, LLC
      Apr 6, 2026 to Jul 30, 2026
    • Employees · 830 to 30
      Mar 31, 2026 to Apr 6, 2026
    • Accounts · 156 to 248
      Mar 31, 2025 to Mar 31, 2026
    • Advisory activities · 3 to 4
      Mar 31, 2025 to Mar 31, 2026
    • BD registered reps · 20 to 13
      Mar 31, 2025 to Mar 31, 2026
    • Pension plan clients · 156 to 216
      Mar 31, 2025 to Mar 31, 2026
    • Pooled vehicle clients · 0 to 6
      Mar 31, 2025 to Mar 31, 2026
    • Employees · 30 to 830
      Mar 31, 2025 to Mar 31, 2026
    • Other offices · 8 to 11
      Mar 31, 2025 to Mar 31, 2026
    • Discretionary RAUM · $4.5B to $7.4B
      Mar 31, 2025 to Mar 31, 2026
    • Pension RAUM · $4.5B to $7.3B
      Mar 31, 2025 to Mar 31, 2026
    • Pooled vehicle RAUM · unset to 87767130.0
      Mar 31, 2025 to Mar 31, 2026
    • RAUM · $4.5B to $7.4B
      Mar 31, 2025 to Mar 31, 2026
    • Accounts · 169 to 156
      Jan 15, 2025 to Mar 31, 2025
    • Advisory employees · 23 to 30
      Jan 15, 2025 to Mar 31, 2025
    • Advisory activities · 1 to 3
      Jan 15, 2025 to Mar 31, 2025
    • BD registered reps · 19 to 20
      Jan 15, 2025 to Mar 31, 2025
    • Pension plan clients · 47 to 156
      Jan 15, 2025 to Mar 31, 2025
    • Employees · 23 to 30
      Jan 15, 2025 to Mar 31, 2025
    • Financial planning clients · 0 to 0
      Jan 15, 2025 to Mar 31, 2025
    • Discretionary RAUM · $0 to $4.5B
      Jan 15, 2025 to Mar 31, 2025
    • Non-discretionary RAUM · $3.6B to $0
      Jan 15, 2025 to Mar 31, 2025
    • Pension RAUM · $3.6B to $4.5B
      Jan 15, 2025 to Mar 31, 2025
    • RAUM · $3.6B to $4.5B
      Jan 15, 2025 to Mar 31, 2025
    • Accounts · 47 to 169
      Mar 29, 2024 to Dec 5, 2024
    • Non-discretionary RAUM · $144M to $3.6B
      Mar 29, 2024 to Dec 5, 2024
    • Pension RAUM · $144M to $3.6B
      Mar 29, 2024 to Dec 5, 2024
    • RAUM · $144M to $3.6B
      Mar 29, 2024 to Dec 5, 2024
    • Accounts · 80 to 47
      Apr 25, 2023 to Mar 29, 2024
    • Advisory employees · 17 to 23
      Apr 25, 2023 to Mar 29, 2024
    • BD registered reps · 12 to 19
      Apr 25, 2023 to Mar 29, 2024
    • Pension plan clients · 80 to 47
      Apr 25, 2023 to Mar 29, 2024
    • Employees · 17 to 23
      Apr 25, 2023 to Mar 29, 2024
    • Discretionary RAUM · $1.1B to $0
      Apr 25, 2023 to Mar 29, 2024
    • Non-discretionary RAUM · $0 to $144M
      Apr 25, 2023 to Mar 29, 2024
    • Pension RAUM · $1.1B to $144M
      Apr 25, 2023 to Mar 29, 2024
    • RAUM · $1.1B to $144M
      Apr 25, 2023 to Mar 29, 2024
    Signals
    16 dated events
    • 4 advisors left Global Retirement Partners LLC (San Rafael, CA) for Retirement And Wealth AT Alliant, LLC within 7 days
      Jul 8, 2026 · Team lift-out · derived
    • Retirement And Wealth At Alliant, Llc reported RAUM $7.4B, up 64% from $4.5B (2025-03-31 to 2026-03-31)
      Mar 31, 2026 · RAUM change · derived
    • Paige Tallette Larson left Retirement And Wealth At Alliant, Llc for Mma Securities Llc (registered 2026-05-04)
      Mar 26, 2026 · Advisor changed firm · fact
    • Retirement And Wealth At Alliant, Llc reported RAUM $3.6B, up 2413% from $144.0M (2024-03-29 to 2024-12-05)
      Dec 5, 2024 · RAUM change · derived
    • Richard Francis Klenk left Retirement And Wealth At Alliant, Llc for Onedigital (registered 2024-10-01)
      Oct 3, 2024 · Advisor changed firm · fact
    • Retirement And Wealth At Alliant, Llc reported RAUM $144.0M, down 87% from $1.1B (2023-04-25 to 2024-03-29)
      Mar 29, 2024 · RAUM change · derived
    • Deborah Sharp left Retirement And Wealth At Alliant, Llc for Kestra Advisory Services, Llc (registered 2024-04-15)
      Mar 27, 2024 · Advisor changed firm · fact
    • Benjamin Andrew Sithens left Retirement And Wealth At Alliant, Llc for Creative Planning Institutional Advisors, Llc (registered 2024-04-24)
      Mar 27, 2024 · Advisor changed firm · fact
    • Utkarsha Banerjee left Retirement And Wealth At Alliant, Llc for Arista Consulting Group (registered 2022-11-28)
      Aug 3, 2022 · Advisor changed firm · fact
    • Retirement And Wealth At Alliant, Llc reported RAUM $928.0M, down 89% from $8.4B (2021-03-31 to 2022-02-17)
      Feb 17, 2022 · RAUM change · derived
    • Alan Ian James Laschinger (Exec. Vice President, Manager) appeared on Schedule A of Retirement And Wealth At Alliant, Llc
      Feb 17, 2022 · Control person joined · fact
    • Arthur John Cunningham (Senior Vice President) appeared on Schedule A of Retirement And Wealth At Alliant, Llc
      Feb 17, 2022 · Control person joined · fact
    • William Thomas Corbett (Chairman, Ceo & Director) no longer on Schedule A of Retirement And Wealth At Alliant, Llc (listed 2021-03-31, absent 2022-02-17)
      Feb 17, 2022 · Control person left · inference
    • Gregory Paul Zimmer (President & Director) no longer on Schedule A of Retirement And Wealth At Alliant, Llc (listed 2021-03-31, absent 2022-02-17)
      Feb 17, 2022 · Control person left · inference
    • Stephen Ralph Hurst (Sevp & Director) no longer on Schedule A of Retirement And Wealth At Alliant, Llc (listed 2021-03-31, absent 2022-02-17)
      Feb 17, 2022 · Control person left · inference
    • Alliant Retirement Services filed its initial SEC registration (Form ADV)
      Jun 19, 2013 · First SEC registration · fact
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    How to reach
    public business contact points only, each with its source
    Firm profile
    linkedin.com/company/90412867/adminreportedpublic record, Form ADV, Sep 17, 2026
    Website
    alliantretirementconsulting.comreportedpublic record, Form ADV, Sep 17, 2026
    Principal office phone
    267 363 2865reportedpublic record, Form ADV, Jul 30, 2026
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Institutional managerderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    $168Mderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026