M•• N••• H••••••••

• L•• F•••••••• L•• BD affiliated current
  since May 1, 2025 · Lutherville, Md
• G•••• P•••• A•••••••• L•• former
  Apr 1, 2021 to May 1, 2025 · Lutherville, Md
• H• B•••• I••• former
  Aug 1, 2005 to Apr 1, 2021 · Lutherville, Md
• C••••• A•••• M••••••••• L•• unclassified
  Dec 15, 2004 to Aug 4, 2005 · Pompton Lakes, Nj
• E•••••• P•••• A••••••• I••• unclassified
  Aug 21, 2003 to Dec 31, 2004 · Lutherville, Md
• A••••••• G•••••• S••••••••• I••••••••• unclassified
  Jan 10, 2003 to Aug 21, 2003 · Lutherville, Md

• G•••• P•••• A•••••••• L•• to L•• F•••••••• L••
  left May 1, 2025, registered May 1, 2025 (0 days) · corporate re-registration, not a move
• H• B•••• I••• to G•••• P•••• A•••••••• L••
  left Apr 1, 2021, registered Apr 1, 2021 (0 days) · corporate re-registration, not a move
• C••••• A•••• M••••••••• L•• to H• B•••• I•••
  left Aug 4, 2005, registered Aug 1, 2005 (-3 days) · Other
• E•••••• P•••• A••••••• I••• to C••••• A•••• M••••••••• L••
  left Dec 31, 2004, registered Dec 15, 2004 (-16 days) · Other
• A••••••• G•••••• S••••••••• I••••••••• to E•••••• P•••• A••••••• I•••
  left Aug 21, 2003, registered Aug 21, 2003 (0 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

44derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address