G••••• W•••••• L•••

• M•• I•••••••• S•••••••• L•• BD affiliated current
  since Jun 1, 2021 · New York, Ny
• A••••••••• F•••••••• S•••••••• L•• national BD
  Nov 21, 2008 to Jun 2, 2021 · Garden City, Ny
• J••••• M••••••••• S•••• L•• BD affiliated
  Apr 30, 2007 to Dec 16, 2008 · New York, Ny

• A••••••••• F•••••••• S•••••••• L•• to M•• I•••••••• S•••••••• L••
  left Jun 2, 2021, registered Jun 1, 2021 (-1 days) · Affiliated broker-dealer or bank to another
• J••••• M••••••••• S•••• L•• to A••••••••• F•••••••• S•••••••• L••
  left Dec 16, 2008, registered Nov 21, 2008 (-25 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

28derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address