RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••••• R••• F••••••
- L•• F•••••••• L•• BD affiliated currentsince Jun 5, 2025 · W•••Lake Village, Ca
- W•••••• I••••••••• S••••••••• formerMay 28, 2008 to Jun 5, 2025 · Westlake Village, Ca
- F•••••••• W••• G•••• formerJul 19, 2005 to Jun 6, 2008 · W•••Lake Village, Ca
- W•••• F•••• A••••••• wirehouseJul 1, 2003 to Jul 7, 2005 · W•••Lake Village, Ca
- P••••••••• E••••• G••••• L•• unclassifiedMar 19, 1998 to Jul 1, 2003 · W•••Lake Village, Ca
- W•••••• I••••••••• S••••••••• to L•• F•••••••• L••left Jun 5, 2025, registered Jun 5, 2025 (0 days) · corporate re-registration, not a move
- F•••••••• W••• G•••• to W•••••• I••••••••• S•••••••••left Jun 6, 2008, registered May 28, 2008 (-9 days) · Other
- W•••• F•••• A••••••• to F•••••••• W••• G••••left Jul 7, 2005, registered Jul 19, 2005 (12 days) · Other
- P••••••••• E••••• G••••• L•• to W•••• F•••• A•••••••left Jul 1, 2003, registered Jul 1, 2003 (0 days) · corporate re-registration, not a move
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address