RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
P••• G••• E••••
- A•••••••• F•••• M••••••••• L•• asset manager currentsince Dec 27, 2016 · Milwaukee, Wi
- A•••••••• F•••• M••••••••• L•• asset managerDec 4, 2006 to Dec 31, 2014 · Menomonee Falls, Wi
- A•••••••• G••••• I••••••••• L•• asset managerSep 8, 2005 to Oct 27, 2005 · San Francisco, Ca
- S••••• C•••••• M••••••••• I•• unclassifiedOct 6, 1999 to Dec 31, 2004 · Menomonee Falls, Wi
- A•••••••• G••••• I••••••••• L•• to A•••••••• F•••• M••••••••• L••left Oct 27, 2005, registered Dec 4, 2006 (403 days) · Other
- S••••• C•••••• M••••••••• I•• to A•••••••• G••••• I••••••••• L••left Dec 31, 2004, registered Sep 8, 2005 (251 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address