RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• M••••• S•••••••••
- R•••••• J•••• • A••••••••• I••• national BD currentsince Sep 3, 2026 · San Francisco, Ca
- U•• F•••••••• S••••••• I••• wirehouseJan 22, 2020 to Sep 11, 2026 · Chatham, Ma
- R••••• W• B•••• • C•• I••••••••• mixed wealthMar 7, 2011 to Feb 14, 2020 · Mill Valley, Ca
- W•••• F•••• A••••••• wirehouseJan 3, 2011 to Mar 10, 2011 · San Francisco, Ca
- W•••• F•••• I••••••••• L•• unclassifiedNov 2, 2009 to Jan 3, 2011 · San Francisco, Ca
- W•••• F•••• A••••••• wirehouseApr 16, 2008 to Nov 3, 2009 · San Leandro, Ca
- B••• O• A•••••• I••••••••• S•••••••• I••• unclassifiedSep 21, 1998 to Apr 14, 2008 · San Francisco, Ca
- U•• F•••••••• S••••••• I••• to R•••••• J•••• • A••••••••• I•••left Sep 11, 2026, registered Sep 3, 2026 (-8 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
- R••••• W• B•••• • C•• I••••••••• to U•• F•••••••• S••••••• I•••left Feb 14, 2020, registered Jan 22, 2020 (-23 days) · RIA to wirehouse · moved with a team
- W•••• F•••• A••••••• to R••••• W• B•••• • C•• I•••••••••left Mar 10, 2011, registered Mar 7, 2011 (-3 days) · Other
- W•••• F•••• I••••••••• L•• to W•••• F•••• A•••••••left Jan 3, 2011, registered Jan 3, 2011 (0 days) · corporate re-registration, not a move
- W•••• F•••• A••••••• to W•••• F•••• I••••••••• L••left Nov 3, 2009, registered Nov 2, 2009 (-1 days) · Other
- B••• O• A•••••• I••••••••• S•••••••• I••• to W•••• F•••• A•••••••left Apr 14, 2008, registered Apr 16, 2008 (2 days) · Other
- J•••• M••••• S••••••••• left U•• F•••••••• S••••••• I••• for R•••••• J•••• • A••••••••• I••• (registered 2026-09-03)Sep 11, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address