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Registered advisor
D•••• M••• S••••••
Feed of 09/14/2026
At current firm
6 y
since Jul 6, 2020
In the industry
24 y
since Jan 4, 2002 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- G•• S••••••••• I••• BD affiliated currentsince Jul 6, 2020 · Palm Beach Gardens, Fl
- M•• I•••••••• S•••••••• L•• BD affiliatedMar 25, 2017 to Jul 2, 2020 · Princeton, Nj
- M•• F•••••••• S•••••••• I••• formerOct 23, 2015 to Mar 25, 2017 · Princeton, Nj
- M••••• S•••••• wirehouseJul 30, 2010 to Oct 28, 2015 · Shrewsbury, Nj
- A••••••••• F•••••••• S•••••••• L•• national BDApr 14, 2009 to Jul 9, 2010 · Lawrenceville, Nj
Moves
a registration end followed by a registration begin elsewhere
- M•• I•••••••• S•••••••• L•• to G•• S••••••••• I•••left Jul 2, 2020, registered Jul 6, 2020 (4 days) · Affiliated broker-dealer or bank to another · moved with a team
- M•• F•••••••• S•••••••• I••• to M•• I•••••••• S•••••••• L••left Mar 25, 2017, registered Mar 25, 2017 (0 days) · corporate re-registration, not a move
- M••••• S•••••• to M•• F•••••••• S•••••••• I•••left Oct 28, 2015, registered Oct 23, 2015 (-5 days) · Other
- A••••••••• F•••••••• S•••••••• L•• to M••••• S••••••left Jul 9, 2010, registered Jul 30, 2010 (21 days) · Affiliated broker-dealer or bank to wirehouse
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address