RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A••••• A•••••••••
- M••••• O• O•••• I••••••• S•••••••• I••• independent RIA currentsince Mar 11, 2019 · O••••, Ne
- W•••••• • R••• formerJun 4, 2015 to Mar 7, 2019 · Overland Park, Ks
- B••••••• I••••••••• S•••••••• I••• ••••• formerSep 26, 2011 to Jun 4, 2015 · O••••, Ne
- S••••••••• A•••••• A•••••••• I••• formerSep 26, 2008 to Sep 14, 2011 · Lavista, Ne
- S••••••••• A•••••• A•••••••• I••• formerJul 14, 2006 to Sep 22, 2008 · La Vista, Ne
- W•••••• • R••• to M••••• O• O•••• I••••••• S•••••••• I•••left Mar 7, 2019, registered Mar 11, 2019 (4 days) · Other
- B••••••• I••••••••• S•••••••• I••• ••••• to W•••••• • R•••left Jun 4, 2015, registered Jun 4, 2015 (0 days) · Other
- S••••••••• A•••••• A•••••••• I••• to B••••••• I••••••••• S•••••••• I••• •••••left Sep 14, 2011, registered Sep 26, 2011 (12 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address