RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C•••••• G•••• M•••
- L•• F•••••••• L•• BD affiliated currentsince Mar 27, 2026 · Orange, Tx
- W•••• F•••• A••••••• wirehouseOct 27, 2017 to Apr 8, 2026 · Orange, Tx
- I••••••••• C•••••• O• A••••••• I••• formerJun 30, 2009 to Oct 27, 2017 · Orange, Tx
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJun 10, 2005 to Jun 29, 2009 · Beaumont, Tx
- C•••••••• G••••• M•••••• I••• BD affiliatedJan 9, 2003 to Jun 22, 2005 · Orange, Tx
- W•••• F•••• A••••••• to L•• F•••••••• L••left Apr 8, 2026, registered Mar 27, 2026 (-12 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
- I••••••••• C•••••• O• A••••••• I••• to W•••• F•••• A•••••••left Oct 27, 2017, registered Oct 27, 2017 (0 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to I••••••••• C•••••• O• A••••••• I•••left Jun 29, 2009, registered Jun 30, 2009 (1 days) · Other
- C•••••••• G••••• M•••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Jun 22, 2005, registered Jun 10, 2005 (-12 days) · Other
- C•••••• G•••• M••• left W•••• F•••• A••••••• for L•• F•••••••• L•• (registered 2026-03-27)Apr 8, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address