P••• A••••• S••••••

• L•• F•••••••• L•• BD affiliated current
  since Oct 10, 2023 · Royal Oak, Mi
• C••• L•• BD affiliated
  Oct 8, 2021 to Jan 24, 2022 · Detroit, Mi
• P•••••• C••• F•••••••• P••••••• unclassified
  Apr 23, 2020 to Sep 22, 2021 · Plymouth, Mi
• F••••••• P••••••• A•• W•••••••• A••••••• former
  Jul 13, 2018 to Mar 31, 2020 · Boston, Ma
• S•••••••• A••••••• L•• national BD
  Mar 4, 2010 to Jul 13, 2018 · Novi, Mi

• C••• L•• to L•• F•••••••• L••
  left Jan 24, 2022, registered Oct 10, 2023 (624 days) · Affiliated broker-dealer or bank to another
• P•••••• C••• F•••••••• P••••••• to C••• L••
  left Sep 22, 2021, registered Oct 8, 2021 (16 days) · Other
• F••••••• P••••••• A•• W•••••••• A••••••• to P•••••• C••• F•••••••• P•••••••
  left Mar 31, 2020, registered Apr 23, 2020 (23 days) · Other
• S•••••••• A••••••• L•• to F••••••• P••••••• A•• W•••••••• A•••••••
  left Jul 13, 2018, registered Jul 13, 2018 (0 days) · corporate re-registration, not a move

• ••• Locked
  Jan 24, 2022 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

28derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address