RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••• S•••••• G••••
- L•• F•••••••• L•• BD affiliated currentsince Mar 18, 2026 · Bernardsville, Nj
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseAug 27, 2021 to Mar 19, 2026 · Chester, Nj
- N••••• A•••• M••••••••• L•• mixed wealthSep 1, 2011 to Jun 22, 2015 · Chicago, Il
- N••••• F••• A•••••••• L•• asset managerJul 16, 2007 to Sep 1, 2011 · Chicago, Il
- L•••• A••••• • C•• L•• asset managerAug 1, 2002 to Apr 16, 2007 · Jersey City, Nj
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to L•• F•••••••• L••left Mar 19, 2026, registered Mar 18, 2026 (-1 days) · Wirehouse to affiliated broker-dealer or bank
- N••••• A•••• M••••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Jun 22, 2015, registered Aug 27, 2021 (2258 days) · Other
- N••••• F••• A•••••••• L•• to N••••• A•••• M••••••••• L••left Sep 1, 2011, registered Sep 1, 2011 (0 days) · corporate re-registration, not a move
- L•••• A••••• • C•• L•• to N••••• F••• A•••••••• L••left Apr 16, 2007, registered Jul 16, 2007 (91 days) · Other
- J••• S•••••• G•••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for L•• F•••••••• L•• (registered 2026-03-18)Mar 19, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address