DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Lord, Abbett & Co. LLC
Latest filing Dec 22, 2025
First filing on the tape Dec 23, 2011 · 45 filings
SEC status approved since Nov 7, 1970
RAUM
$270B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
9.3%
$25B individuals and HNW
Advisors
204
registered through the firm on IAPD
RAUM per advisor
$1.3B
derived; firm RAUM over IAPD count
Employees
821
191 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
9
reported on Schedule D
History
45 filings and snapshots on the tape
RAUM$270B as of Dec 22, 2025
Dec 23, 2011$102B then
HNW client RAUM$17B as of Dec 22, 2025
Dec 21, 2017$4.8B then
State-registered IARs (5.B.3)214 as of Dec 22, 2025
Dec 17, 2012280 then
Employees (5.A)821 as of Dec 22, 2025
Dec 17, 2012797 then
Private funds9 as of Dec 22, 2025
Dec 23, 20112 then
RAUM +35% over the last fiscal year+1.0% a year over threeIARs 187 to 214
Practice profile
derived from the filing of Dec 22, 2025; every figure names its basis
Archetypes, each a printed rule
- Broker-dealer affiliated · Item 7.A.1 (broker-dealer affiliate) and at least 50 registered representatives (Item 5.B.2), or the adviser is itself a broker-dealer (6.A.1)
- RAUM per advisor
- $1.3BderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 119derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.8MderivedHNW RAUM over HNW clients
- Average account
- $10.5MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 4.6%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 3.9derivedItem 5.A over advisors
- Advisors per office
- 210.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +19%derivedbetween the last two annual amendments
- Advisor growth, one year
- +18%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +16%derived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companies, otherreportedItem 5.G
- Wrap fee program
- participatesreportedItem 5.I
- Custody
- $431M, 5 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Investment companies$207B76%
- Pooled investment vehicles$23B8.3%
- High-net-worth individuals$17B6.1%
- Individuals$8.7B3.2%
- State and municipal entities$4.2B1.5%
- Pension and profit-sharing plans$3.7B1.4%
- Corporations and businesses$3.6B1.3%
- Charitable organizations$3.4B1.2%
- Insurance companies$1.3B0.5%
- Individual clients
- 19,064reported
- HNW clients
- 6,000reported
- Pension plan clients
- 66reported
- Charitable clients
- 42reported
- Accounts
- 25,798reported
- Financial planning clients
- reported
- Wrap fee programs
- $0 sponsored, $27B managedreported
- Custody of client assets
- $431M for 5 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.09 fund_share=0.85 institutional_share=0.05 related_bd=true related_bank=true bd_reps=286.0derived
Advisors registered through the firm
210 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Jason Kenneth Saas | Jersey City, Nj | Jul 26, 2002 | 25 y | 0 |
| Marc Daniel Furgang | Scarsdale, Ny | Sep 18, 2002 | 30 y | 0 |
| Andrew E Fox | Jersey City, Nj | Oct 30, 2002 | 27 y | 0 |
| Matthew Ryan Decicco | Jersey City, Nj | Nov 15, 2002 | 27 y | 0 |
| John Francis Corr | Jersey City, Nj | Jan 29, 2003 | 32 y | 0 |
| Adam Seth Backman | Jersey City, Nj | Aug 3, 2004 | 22 y | 0 |
| Joseph Patrick Dwyer | Franklin, Tn | Oct 25, 2004 | 21 y | 0 |
| Thomas O'Halloran | Jersey City, Nj | Nov 10, 2004 | 28 y | 0 |
| Henry David Selbst | Jersey City, Nj | Nov 16, 2004 | 33 y | 0 |
| Jason Thomas Orr | Jersey City, Nj | Sep 19, 2005 | 21 y | 0 |
| Stephen Anthony HillebrechtChartered Financial Analyst | Jersey City, Nj | Oct 17, 2005 | 34 y | 0 |
| Andreas Karelis | Jersey City, Nj | Oct 25, 2005 | 22 y | 0 |
| Donald A Annino | Jersey City, Nj | Jan 25, 2006 | 30 y | 0 |
| Alan Roderick Kurtz | Jersey City, Nj | Apr 7, 2006 | 26 y | 0 |
| Melissa J Brooks | Jersey City, Nj | May 17, 2006 | 22 y | 0 |
| Daniel Solomon Solender | Jersey City, Nj | Aug 4, 2006 | 38 y | 1 |
| Michael Scott Darling | Jersey City, Nj | Feb 13, 2007 | 20 y | 0 |
| Maria Spiro | Jersey City, Nj | Oct 2, 2007 | 20 y | 0 |
| Francis Vincent Paone | Jersey City, Nj | Jan 3, 2008 | 28 y | 0 |
| Levi Levente Miskolczi | Jersey City, Nj | Feb 19, 2008 | 27 y | 1 |
| Michael Cibelli | Jersey City, Nj | May 16, 2008 | 20 y | 0 |
| David Michael Cormann | Jersey City, Nj | Mar 10, 2010 | 25 y | 0 |
| Therese Jeanne Cavanaugh | Jersey City, Nj | Aug 11, 2010 | 17 y | 1 |
| Bruce Earl Gover | Jersey City, Nj | Dec 17, 2010 | 24 y | 0 |
| John Robert Orwig | Upper Arlington, Oh | Jan 25, 2011 | 20 y | 1 |
| Jordan Alexander Kling | Jersey City, Nj | Feb 15, 2011 | 15 y | 0 |
| Patrick James Layng | Jersey City, Nj | Mar 22, 2011 | 27 y | 0 |
| Vernon Bice | Jersey City, Nj | Jun 21, 2011 | 18 y | 1 |
| Nicholas C Campbell | Jersey City, Nj | Sep 13, 2011 | 15 y | 0 |
| Bronislav Bukhar | Jersey City, Nj | Oct 12, 2011 | 15 y | 0 |
| Zachary John Schleimer | Jersey City, Nj | Dec 23, 2011 | 15 y | 0 |
| Benjamin John Marcelliano | Pewaukee, Wi | Jan 30, 2012 | 20 y | 1 |
| Neil William Sutton | Mclean, Va | Jul 27, 2012 | 21 y | 0 |
| Jacquelyn Michele Sargenti | Jersey City, Nj | Sep 19, 2012 | 16 y | 0 |
| Matthew Ray Bergen | Jersey City, Nj | Oct 12, 2012 | 13 y | 0 |
| Brian T FoersterChartered Financial Analyst | Jersey City, Nj | Nov 7, 2012 | 14 y | 0 |
| Katheryn Allison Mcneil | Jersey City, Nj | Nov 12, 2012 | 18 y | 0 |
| Chad Douglas Latour | Edina, Mn | Jan 1, 2013 | 26 y | 0 |
| William Brian Hanigan | Jersey City, Nj | Apr 16, 2013 | 27 y | 0 |
| Andrew David D'Souza | Jersey City, Nj | Jun 26, 2013 | 27 y | 0 |
Advisor movement
16 left, 8 joined in 12 months
net -8 in 12 months4 left in 90 days2 joined in 90 daysdeparture rate 7.8% of current headcount35 left over 36 months
Left, latest
- Dominick Allen Mcpeake to Rockefeller Capital ManagementSep 10, 2026 · Other
- Stephen Bartholomew Luethi to Pgim Investments LLCJul 22, 2026 · Other
- Mckenna Marie Nolan to Edward JonesJul 7, 2026 · Other
- Anthony Canfora to Hartford FundsJul 1, 2026 · Other
- Olivia Song to Alliancebernstein L.P.Apr 13, 2026 · Other
- Trey Michael Zgombic to Neuberger Berman Bd LLCApr 1, 2026 · Other
- Timothy Copeck to New York Life Investment Management LLCMar 3, 2026 · Other
- Megan Elizabeth Voetsch to Cohen & Steers Capital Management Inc.Feb 13, 2026 · Other
- Timothy Ryan Odonovan to Neuberger Berman Bd LLCFeb 13, 2026 · Other
- Michael Joseph Conway to Neuberger Berman Bd LLCJan 29, 2026 · Other
- Sean German to Wells Fargo AdvisorsJan 29, 2026 · Other
- Lauren Corona to Bny Mellon Securities CorporationJan 22, 2026 · Other
- Oliver Wickham Irwin to Gotham Asset Management, LLCDec 22, 2025 · Other
- Summer G Weiss to Belle Haven Investments, L.P.Oct 21, 2025 · Other
- Michael A Surbrug to Advisors Capital Management, LLCSep 26, 2025 · Other
Joined, latest
- Susan Anne Galioto from Osaic Wealth, Inc.Sep 15, 2026 · Other
- Pedro Farid Quintanilla-Dieck from UBS Financial Services Inc.Jul 27, 2026 · Other
- Austin James Eagan from Hartford FundsJun 11, 2026 · Other
- Michael Mcpherson from UBS Financial Services Inc.Apr 16, 2026 · Other
- Sophia Grace Swain from Goldman Sachs Wealth Services, L.P.Jan 13, 2026 · Other
- Henry Hunter Deakins from Cetera Investment Advisers LLCDec 2, 2025 · Other
- David Vadakekkara from UBS Financial Services Inc.Nov 5, 2025 · Other
- Casey James Finneran from Morgan Stanley & Co. LLCOct 28, 2025 · Other
- Christopher Andre Torres from Alliancebernstein L.P.Aug 20, 2025 · Other
- Elliot Ross Poretzky from Valley Wealth Managers, Inc.Jul 21, 2025 · Other
- Kevin J Oconnor from Pgim Investments LLCJun 18, 2025 · Other
- Stephen Robert Fox from Putnam Investment Management, LLCMar 20, 2025 · Other
- Timothy Carl Hall from Federated Investment CounselingNov 6, 2024 · Other
- Justin R Rohn from Banc Of America Investment Services, Inc.Nov 6, 2024 · Other
- Roman Kim from M Holdings Securities, Inc.Aug 27, 2024 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 2 left for Dimensional Fund Advisors LPJul 31, 2023 · Jersey City, Nj
- 2 left for Wells Fargo AdvisorsJan 5, 2015 · Jersey City, Nj
Private funds
12 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Lord Abbett Short Duration Credit Trust | Other Private Fund | $649M | 2 | Dec 23, 2015 |
| Lord Abbett Institutional Core Plus Total Return Trust | Other Private Fund | $457M | 1 | Dec 20, 2024 |
| Lord Abbett Committed Capital Management - Custom Liquidity Credit Trust | Other Private Fund | $176M | 1 | Dec 20, 2024 |
| Lord Abbett International Small Cap Trust | Other Private Fund | $145M | 2 | Dec 23, 2015 |
| Lord Abbett Small Cap Growth Trust | Other Private Fund | $107M | 2 | Dec 21, 2022 |
| Lord Abbett Group Trustno longer reported | Other Private Fund | $91.2M | 3 | Dec 23, 2011 |
| Lord Abbett Credit Opportunities Master Fund LP | Hedge Fund | $73.6M | 4 | Dec 20, 2024 |
| Golden Knight II Clo, Ltd.no longer reported | Securitized Asset Fund | $42.2M | 12 | Dec 19, 2014 |
| Lord Abbett Institutional High Yield Trust | Other Private Fund | $42.0M | 1 | Dec 20, 2024 |
| Lord Abbett International Core Equity Trustno longer reported | Other Private Fund | $28.6M | 2 | Dec 23, 2011 |
| Lord Abbett Bank Loan Trust | Other Private Fund | $20.7M | 3 | Dec 19, 2014 |
| Lord Abbett High Yield Trustno longer reported | Other Private Fund | $12.7M | 2 | Dec 21, 2018 |
Owners and control persons
Schedule A and B, latest filing
- Bloom Douglas Sieg · Member, Managing Partnercontrolsince 04/2018 · owns 10% to 25%
- L Angela Fannon · Member And Chief Financial Officersince 07/2019 · owns less than 5%
- Lopresti Daria Foster · Non-Executive Membersince 04/2018 · owns 10% to 25%
- E Susan Lynch · Non-Executive Membersince 07/2002 · owns 5% to 10%
- Ann Mary Picciotto · Managing Director, Global Chief Compliance Officersince 03/2023 · owns less than 5%
- Arthur Randolph Stuzin · Member & Chief Legal Officersince 09/2023 · owns less than 5%
Related persons
Schedule D 7.A
- Lord Abbett (Ireland) Limitedinvestment advisery
- Lord Abbett (Uk) Ltd.investment advisery
- Lord Abbett Distributor LLCbroker-dealery
- Lord Abbett Fif Advisor LLCinvestment adviserbanknRAUM $190M
- Lord Abbett Private Credit Advisor LLCinvestment adviserbanknRAUM $1.3B
- Lord, Abbett Asia LLCinvestment advisery
Advisers that list Lord, Abbett & Co. LLC as a related person
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Jersey City, Nj · principal | 210 | 68 | 15 | ||
| Houston, Tx | 3 | 0 | 0 | ||
| Chicago, Il | 2 | 0 | 0 | ||
| Dallas, Tx | 2 | 0 | 0 | ||
| Edina, Mn | 1 | 0 | 0 | ||
| Solana Beach, Ca | 0 | 0 | 1 | ||
| Dana Point, Ca | 0 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 30,191 to 25,798May 20, 2025 to Dec 22, 2025
- Advisory employees · 188 to 191May 20, 2025 to Dec 22, 2025
- BD registered reps · 302 to 286May 20, 2025 to Dec 22, 2025
- Charity clients · 43 to 42May 20, 2025 to Dec 22, 2025
- Corporate clients · 324 to 478May 20, 2025 to Dec 22, 2025
- HNW clients · 4,929 to 6,000May 20, 2025 to Dec 22, 2025
- Individual clients · 16,930 to 19,064May 20, 2025 to Dec 22, 2025
- Pension plan clients · 87 to 66May 20, 2025 to Dec 22, 2025
- Pooled vehicle clients · 37 to 36May 20, 2025 to Dec 22, 2025
- Assets in custody · $73.6M to $431MMay 20, 2025 to Dec 22, 2025
- Employees · 789 to 821May 20, 2025 to Dec 22, 2025
- State-registered IARs · 220 to 214May 20, 2025 to Dec 22, 2025
- Private funds · 8 to 9May 20, 2025 to Dec 22, 2025
- Discretionary RAUM · $237B to $270BMay 20, 2025 to Dec 22, 2025
- HNW RAUM · $12B to $17BMay 20, 2025 to Dec 22, 2025
- Individual RAUM · $7.2B to $8.7BMay 20, 2025 to Dec 22, 2025
- Non-discretionary RAUM · $1.5B to $284MMay 20, 2025 to Dec 22, 2025
- Pension RAUM · $4.0B to $3.7BMay 20, 2025 to Dec 22, 2025
- Pooled vehicle RAUM · $18B to $23BMay 20, 2025 to Dec 22, 2025
- RAUM · $239B to $270BMay 20, 2025 to Dec 22, 2025
- Wrap assets (manager) · $22B to $27BMay 20, 2025 to Dec 22, 2025
- Financial planning clients · unset to Mar 26, 2025 to May 20, 2025
- State-registered IARs · 30 to 220Jan 9, 2025 to Mar 26, 2025
- Accounts · 19,488 to 30,191Aug 1, 2024 to Dec 20, 2024
- Advisory employees · 264 to 188Aug 1, 2024 to Dec 20, 2024
- BD registered reps · 292 to 302Aug 1, 2024 to Dec 20, 2024
- Corporate clients · 341 to 324Aug 1, 2024 to Dec 20, 2024
- HNW clients · 3,393 to 4,929Aug 1, 2024 to Dec 20, 2024
- Individual clients · 15,485 to 16,930Aug 1, 2024 to Dec 20, 2024
- Pooled vehicle clients · 34 to 37Aug 1, 2024 to Dec 20, 2024
- Assets in custody · unset to 73558834.0Aug 1, 2024 to Dec 20, 2024
- Custody of client assets · false to trueAug 1, 2024 to Dec 20, 2024
- Employees · 748 to 789Aug 1, 2024 to Dec 20, 2024
- State-registered IARs · 187 to 30Aug 1, 2024 to Dec 20, 2024
- Private funds · 4 to 8Aug 1, 2024 to Dec 20, 2024
- Discretionary RAUM · $200B to $237BAug 1, 2024 to Dec 20, 2024
- HNW RAUM · $8.3B to $12BAug 1, 2024 to Dec 20, 2024
- Individual RAUM · $6.3B to $7.2BAug 1, 2024 to Dec 20, 2024
- Non-discretionary RAUM · $1.0B to $1.5BAug 1, 2024 to Dec 20, 2024
- Pension RAUM · $3.5B to $4.0BAug 1, 2024 to Dec 20, 2024
Signals
60 dated events
- James Kent Royse registered as an investment adviser representative at Lord, Abbett & Co. LlcSep 15, 2026 · Advisor registered · fact
- Susan Anne Galioto registered as an investment adviser representative at Lord, Abbett & Co. LlcSep 15, 2026 · Advisor registered · fact
- Jalen Rylee Tennyson registered as an investment adviser representative at Lord, Abbett & Co. LlcSep 15, 2026 · Advisor registered · fact
- Blake Borges registered as an investment adviser representative at Lord, Abbett & Co. LlcSep 15, 2026 · Advisor registered · fact
- Richard Thomas Danz registered as an investment adviser representative at Lord, Abbett & Co. LlcSep 15, 2026 · Advisor registered · fact
- Bailey Raffaele De Luise registered as an investment adviser representative at Lord, Abbett & Co. LlcSep 15, 2026 · Advisor registered · fact
- Dominick Allen Mcpeake left Lord, Abbett & Co. Llc for Rockefeller Capital Management (registered 2026-09-08)Sep 10, 2026 · Advisor changed firm · fact
- Stephen Bartholomew Luethi left Lord, Abbett & Co. Llc for Pgim Investments Llc (registered 2026-08-17)Jul 22, 2026 · Advisor changed firm · fact
- Mckenna Marie Nolan left Lord, Abbett & Co. Llc for Edward Jones (registered 2026-08-03)Jul 7, 2026 · Advisor changed firm · fact
- Anthony Canfora left Lord, Abbett & Co. Llc for Hartford Funds (registered 2026-06-24)Jul 1, 2026 · Advisor changed firm · fact
- Olivia Song left Lord, Abbett & Co. Llc for Alliancebernstein L.P. (registered 2026-04-14)Apr 13, 2026 · Advisor changed firm · fact
- Trey Michael Zgombic left Lord, Abbett & Co. Llc for Neuberger Berman Bd Llc (registered 2026-04-09)Apr 1, 2026 · Advisor changed firm · fact
- Timothy Copeck left Lord, Abbett & Co. Llc for New York Life Investment Management Llc (registered 2026-03-05)Mar 3, 2026 · Advisor changed firm · fact
- Timothy Ryan Odonovan left Lord, Abbett & Co. Llc for Neuberger Berman Bd Llc (registered 2026-02-10)Feb 13, 2026 · Advisor changed firm · fact
- Megan Elizabeth Voetsch left Lord, Abbett & Co. Llc for Cohen & Steers Capital Management Inc. (registered 2026-07-30)Feb 13, 2026 · Advisor changed firm · fact
- Sean German left Lord, Abbett & Co. Llc for Wells Fargo Advisors (registered 2026-01-30)Jan 29, 2026 · Advisor changed firm · fact
- Michael Joseph Conway left Lord, Abbett & Co. Llc for Neuberger Berman Bd Llc (registered 2026-02-04)Jan 29, 2026 · Advisor changed firm · fact
- Lauren Corona left Lord, Abbett & Co. Llc for Bny Mellon Securities Corporation (registered 2026-01-23)Jan 22, 2026 · Advisor changed firm · fact
- Oliver Wickham Irwin left Lord, Abbett & Co. Llc for Gotham Asset Management, Llc (registered 2026-01-07)Dec 22, 2025 · Advisor changed firm · fact
- Summer G Weiss left Lord, Abbett & Co. Llc for Belle Haven Investments, L.P. (registered 2026-01-02)Oct 21, 2025 · Advisor changed firm · fact
- Christian Zachery Reinauer left Lord, Abbett & Co. Llc for Neuberger Berman Bd Llc (registered 2025-09-17)Sep 26, 2025 · Advisor changed firm · fact
- Michael A Surbrug left Lord, Abbett & Co. Llc for Advisors Capital Management, Llc (registered 2025-09-17)Sep 26, 2025 · Advisor changed firm · fact
- Timothy Flynn Poulin left Lord, Abbett & Co. Llc for Edward Jones (registered 2025-08-15)Aug 18, 2025 · Advisor changed firm · fact
- Matthew Eisenberg left Lord, Abbett & Co. Llc for T. Rowe Price Associates, Inc. (registered 2026-01-30)Aug 13, 2025 · Advisor changed firm · fact
- Dakotah Hyslop left Lord, Abbett & Co. Llc for Citigroup Global Markets Inc. (registered 2025-08-27)Aug 13, 2025 · Advisor changed firm · fact
- Samantha Ann Crank left Lord, Abbett & Co. Llc for Arete Wealth Advisors, Llc (registered 2025-07-10)Jun 30, 2025 · Advisor changed firm · fact
- Michael Steven Strizak left Lord, Abbett & Co. Llc for First Trust Advisors Lp (registered 2025-07-02)Jun 30, 2025 · Advisor changed firm · fact
- Lindsay Christine Ardis left Lord, Abbett & Co. Llc for Columbia Management Investment Advisers, Llc (registered 2025-06-23)Jun 10, 2025 · Advisor changed firm · fact
- Ryan Kubie left Lord, Abbett & Co. Llc for Wells Fargo Advisors (registered 2025-06-10)Jun 10, 2025 · Advisor changed firm · fact
- Lauren Elizabeth Gay left Lord, Abbett & Co. Llc for Columbia Management Investment Advisers, Llc (registered 2025-05-07)Apr 21, 2025 · Advisor changed firm · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- LINKEDIN.COM/COMPANY/LORD-ABBETT-&-CO-LLCreportedpublic record, Form ADV, Sep 18, 2026
- Website
- labdc.com/bdc/index.htmlreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 201-827-2000reportedpublic record, Form ADV, Dec 22, 2025
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- $1.3Bderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026