J••••••• A• S••••••

M••••• S••••••wirehouseKingsport, Tn dual registrantIAPD 2976023

Feed of 09/15/2026

Also filed as J••••••• A••• S••••••••• A••• S••••••••• A••• R••••••••• A• R••••••••• A• R••••••••• A• S••••••••• S••••••

At current firm

4 y

since Jul 14, 2022

In the industry

28 y

since Dec 17, 1997 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

M••••• S•••••• wirehouse current
since Jul 14, 2022 · Knoxville, Tn
N••••••••• M••••• I••••••••• S••••••••• no RAUM
Jan 19, 2022 to Jul 8, 2022 · Tulsa, Ok
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Nov 11, 2004 to Nov 18, 2021 · Tulsa, Ok

Moves

a registration end followed by a registration begin elsewhere

N••••••••• M••••• I••••••••• S••••••••• to M••••• S••••••
left Jul 8, 2022, registered Jul 14, 2022 (6 days) · Other
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to N••••••••• M••••• I••••••••• S•••••••••
left Nov 18, 2021, registered Jan 19, 2022 (62 days) · Other

Signals

••• Locked
Jul 8, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 28derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address