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Registered advisor
D••••• J••••••• M••••••••
Feed of 09/15/2026
Also filed as Danny M••••••••
At current firm
5 y
since Oct 23, 2020
In the industry
28 y
since Jan 5, 1998 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- R••••••••• C•••••• M••••••••• BD affiliated currentsince Oct 23, 2020 · Highland Park, Il
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJul 11, 2008 to Oct 27, 2020 · Northbrook, Il
- C•••••••• G••••• M•••••• I••• BD affiliatedMar 24, 1998 to Jul 28, 2008 · Chicago, Il
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to R••••••••• C•••••• M•••••••••left Oct 27, 2020, registered Oct 23, 2020 (-4 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
- C•••••••• G••••• M•••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Jul 28, 2008, registered Jul 11, 2008 (-17 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address