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RIA Intelligence

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Registered advisor

L•••••• J••••••• N••••

C••••• P••••••• L••independent RIANew York, NyIA-onlyIAPD 2978847

Feed of 09/14/2026

At current firm

5 y

since Aug 13, 2021

In the industry

26 y

since Jul 12, 2000 (earliest exam, job or registration)

Prior registered firms

2

IAPD previous registrations

State registrations

1

current, as an IAR

Firms today

1

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

0

dated events on this person

Registration history

IAPD current and previous registrations

C••••• P••••••• L•• independent RIA current
since Aug 13, 2021 · New York, Ny
C•••••••• G••••• M•••••• I••• BD affiliated
May 29, 2007 to Aug 9, 2010 · New York, Ny
C••••••• I••••••••• S••••••• unclassified
Sep 20, 2006 to May 29, 2007 · New York, Ny

Moves

a registration end followed by a registration begin elsewhere

C•••••••• G••••• M•••••• I••• to C••••• P••••••• L••
left Aug 9, 2010, registered Aug 13, 2021 (4022 days) · Other
C••••••• I••••••••• S••••••• to C•••••••• G••••• M•••••• I•••
left May 29, 2007, registered May 29, 2007 (0 days) · corporate re-registration, not a move

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 26derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address