DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

M••••••• H•••••

W•••• F•••• A•••••••wirehouseOmaha, Nedual registrantIAPD 2979280

Feed of 09/14/2026

Also filed as M••••••• H•••••

At current firm

1 y

since Jun 30, 2025

In the industry

28 y

since May 7, 1998 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

W•••• F•••• A••••••• wirehouse current
since Jun 30, 2025 · Omaha, Ne
S•••••• N••••••• • C••••••• I••••••••• national BD
Apr 30, 2024 to Jun 26, 2025 · Omaha, Ne
W•••• F•••• A••••••• wirehouse
Jan 3, 2011 to Apr 23, 2024 · Omaha, Ne
W•••• F•••• I••••••••• L•• unclassified
Mar 3, 2005 to Jan 3, 2011 · Omaha, Ne

Moves

a registration end followed by a registration begin elsewhere

S•••••• N••••••• • C••••••• I••••••••• to W•••• F•••• A•••••••
left Jun 26, 2025, registered Jun 30, 2025 (4 days) · Affiliated broker-dealer or bank to wirehouse
W•••• F•••• A••••••• to S•••••• N••••••• • C••••••• I•••••••••
left Apr 23, 2024, registered Apr 30, 2024 (7 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
W•••• F•••• I••••••••• L•• to W•••• F•••• A•••••••
left Jan 3, 2011, registered Jan 3, 2011 (0 days) · corporate re-registration, not a move

Signals

M••••••• H••••• left S•••••• N••••••• • C••••••• I••••••••• for W•••• F•••• A••••••• (registered 2025-06-30)
Jun 26, 2025 · Advisor changed firm · fact
M••••••• H••••• left W•••• F•••• A••••••• for S•••••• N••••••• • C••••••• I••••••••• (registered 2024-04-30)
Apr 23, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 28derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address