DFX Intelligence
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Registered advisor
R•••••• A• P•••••
Feed of 09/14/2026
Also filed as Rebecca Chavira
At current firm
2 y
since Jun 24, 2024
In the industry
28 y
since Mar 11, 1998 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- J••• M••••• S••••••••• L•• wirehouse currentsince Jun 24, 2024 · Newport Beach, Ca
- U••• B•••••• A•••••••• L•• BD affiliatedNov 30, 2006 to May 3, 2007 · Los Angeles, Ca
Moves
a registration end followed by a registration begin elsewhere
- U••• B•••••• A•••••••• L•• to J••• M••••• S••••••••• L••left May 3, 2007, registered Jun 24, 2024 (6262 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address