RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
P•••••• R•••••• V••••••••
- T•• V•• D••••• K•••••• F•••••••• G••••• L•• state registered currentsince Feb 22, 2017 · San Antonio, Tx
- T•• V•• D••••• K•••••• F•••••••• G••••• L•• state registeredJan 20, 2015 to Dec 31, 2015 · San Antonio, Tx
- T•• V•• D••••• K•••••• F•••••••• G••••• L•• state registeredJan 20, 2015 to Dec 31, 2016 · San Antonio, Tx
- N••• F•••••••• G••••• I••• formerMay 8, 2007 to Dec 31, 2014 · Houston, Tx
- N•• E•••••• S••••••••• C••••••••• formerAug 23, 2006 to May 10, 2007 · San Antonio, Tx
- E•••• S••••••••• L•• BD affiliatedMar 17, 2003 to Jul 31, 2006 · San Antonio, Tx
- N••• F•••••••• G••••• I••• to T•• V•• D••••• K•••••• F•••••••• G••••• L••left Dec 31, 2014, registered Jan 20, 2015 (20 days) · Other
- N•• E•••••• S••••••••• C••••••••• to N••• F•••••••• G••••• I•••left May 10, 2007, registered May 8, 2007 (-2 days) · Other
- E•••• S••••••••• L•• to N•• E•••••• S••••••••• C•••••••••left Jul 31, 2006, registered Aug 23, 2006 (23 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 45derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address