RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•• A•••• R•••••••••
- I•••••• A•••••••• L•• independent RIA currentsince May 7, 2019 · Meridian, Id
- M••••• A•••••••• L•• BD affiliatedMar 19, 2018 to May 2, 2019 · Newport Coast, Ca
- W••••••••• T•••• I••••••••• M••••••••• bank affiliatedFeb 16, 2005 to Jan 14, 2008 · Los Angeles, Ca
- M••••• A•••••••• L•• to I•••••• A•••••••• L••left May 2, 2019, registered May 7, 2019 (5 days) · Affiliated broker-dealer or bank to a newly registered adviser
- W••••••••• T•••• I••••••••• M••••••••• to M••••• A•••••••• L••left Jan 14, 2008, registered Mar 19, 2018 (3717 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address