A•• M•• O•••••

• I••••••••• W••••• C••••••• L•• independent RIA current
  since Oct 28, 2016 · Manassas, Va
• O•••• F•• I••• former
  Aug 1, 2011 to Oct 31, 2016 · Fairfax, Va
• C•••••••• F•••••••• G•••• A••••••• former
  Jun 15, 2010 to Aug 2, 2011 · Chantilly, Va
• U•••• F•••••••• S••••••• G••••• I••• unclassified
  Jul 4, 2008 to May 28, 2010 · Chantilly, Va

• O•••• F•• I••• to I••••••••• W••••• C••••••• L••
  left Oct 31, 2016, registered Oct 28, 2016 (-3 days) · corporate re-registration, not a move
• C•••••••• F•••••••• G•••• A••••••• to O•••• F•• I•••
  left Aug 2, 2011, registered Aug 1, 2011 (-1 days) · Other
• U•••• F•••••••• S••••••• G••••• I••• to C•••••••• F•••••••• G•••• A•••••••
  left May 28, 2010, registered Jun 15, 2010 (18 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Independent wealth managerderived

Years in industry

28derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address