RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T•••• C••••••••• A•••••••
- L•• F•••••••• L•• BD affiliated currentsince Aug 30, 2023 · Gainesville, Ga
- I•• A•••••••• L•• independent RIA currentsince Sep 20, 2021 · Atlanta, Ga
- A••••• C••••••••• G•••• unclassifiedMar 18, 2021 to Sep 17, 2021 · Sautee Nacoochee, Ga
- E••••• J•••• national BDAug 8, 2018 to Apr 16, 2019 · Peachtree Corners, Ga
- A••••• C••••••••• G•••• to I•• A•••••••• L••left Sep 17, 2021, registered Sep 20, 2021 (3 days) · Other
- E••••• J•••• to A••••• C••••••••• G••••left Apr 16, 2019, registered Mar 18, 2021 (702 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address