R••• S••••••

• A••••••••• F•••••••• S•••••••• L•• national BD current
  since Sep 4, 2020 · Bradenton, Fl
• W•••• F•••• A••••••• wirehouse
  Jan 20, 2012 to Oct 2, 2020 · Clinton Township, Mi
• R•••••• J•••• • A••••••••• I••• national BD
  Sep 27, 2010 to Jan 20, 2012 · Clinton Township, Mi
• C••••••• S••••••••• former
  Feb 19, 2004 to Mar 13, 2006 · Warren, Mi

• W•••• F•••• A••••••• to A••••••••• F•••••••• S•••••••• L••
  left Oct 2, 2020, registered Sep 4, 2020 (-28 days) · Wirehouse to affiliated broker-dealer or bank
• R•••••• J•••• • A••••••••• I••• to W•••• F•••• A•••••••
  left Jan 20, 2012, registered Jan 20, 2012 (0 days) · Affiliated broker-dealer or bank to wirehouse
• C••••••• S••••••••• to R•••••• J•••• • A••••••••• I•••
  left Mar 13, 2006, registered Sep 27, 2010 (1659 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

National broker-dealer RIAderived

Years in industry

28derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address