RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- M••••• S•••••• wirehouse currentsince Aug 19, 2026 · Latham, Ny
- C•••••• S••••• I••••••••• A•••••••• I•• formerMar 7, 2018 to Mar 10, 2022 · Boston, Ma
- T••••••••• I••• formerFeb 6, 2017 to Mar 30, 2018 · Boston, Ma
- C•••••• S••••• I••••••••• A•••••••• I•• to M••••• S••••••left Mar 10, 2022, registered Aug 19, 2026 (1623 days) · Affiliated broker-dealer or bank to wirehouse
- T••••••••• I••• to C•••••• S••••• I••••••••• A•••••••• I••left Mar 30, 2018, registered Mar 7, 2018 (-23 days) · channel change inside one enterprise, not a move · moved with a team
- R••••• E• W•••• left C•••••• S••••• I••••••••• A•••••••• I•• for M••••• S•••••• (registered 2026-08-19)Mar 10, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address