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Registered advisor

J••••• C••

W•••• F•••• A•••••••wirehousePasadena, Ca dual registrantIAPD 2990941

Feed of 09/15/2026

Also filed as Kai Chi

At current firm

0 y

since Nov 11, 2025

In the industry

28 y

since Jan 20, 1998 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

W•••• F•••• A••••••• wirehouse current
since Nov 11, 2025 · Arcadia, Ca
C•••••• S••••• • C••• I••• national BD
Jul 31, 2024 to Jan 15, 2025 · Pasadena, Ca
T• A••••••••• I••••••••• M••••••••• L•• former
Jun 21, 2022 to Dec 31, 2022 · Pasadena, Ca
T• A••••••••• I••• former
Jun 21, 2022 to Oct 14, 2022 · Pasadena, Ca

Moves

a registration end followed by a registration begin elsewhere

C•••••• S••••• • C••• I••• to W•••• F•••• A•••••••
left Jan 15, 2025, registered Nov 11, 2025 (300 days) · Affiliated broker-dealer or bank to wirehouse
T• A••••••••• I••••••••• M••••••••• L•• to C•••••• S••••• • C••• I•••
left Dec 31, 2022, registered Jul 31, 2024 (578 days) · corporate re-registration, not a move
T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••
left Oct 14, 2022, registered Jun 21, 2022 (-115 days) · corporate re-registration, not a move

Signals

J••••• C•• left C•••••• S••••• • C••• I••• for W•••• F•••• A••••••• (registered 2025-11-11)
Jan 15, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 28derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address