RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
G•••••• J•••• M•••••
- L•• F•••••••• L•• BD affiliated currentsince Feb 17, 2015 · Somerville, Ma
- A••••••• A•••• M••••••••• I••• mixed wealthFeb 25, 2014 to Aug 14, 2014 · Melrose, Ma
- S••••••• I••••••••• I••• formerApr 8, 2005 to Feb 11, 2008 · Boston, Ma
- J••• H•••••• I••••••••• M••••••••• L•• asset managerMay 8, 2003 to Mar 11, 2005 · Boston, Ma
- M••••••• I••••••••• M••••••••• ••• L•• asset managerMay 8, 2003 to Mar 11, 2005 · Boston, Ma
- A••••••• A•••• M••••••••• I••• to L•• F•••••••• L••left Aug 14, 2014, registered Feb 17, 2015 (187 days) · Other
- S••••••• I••••••••• I••• to A••••••• A•••• M••••••••• I•••left Feb 11, 2008, registered Feb 25, 2014 (2206 days) · Other
- J••• H•••••• I••••••••• M••••••••• L•• to M••••••• I••••••••• M••••••••• ••• L••left Mar 11, 2005, registered May 8, 2003 (-673 days) · Other
- M••••••• I••••••••• M••••••••• ••• L•• to S••••••• I••••••••• I•••left Mar 11, 2005, registered Apr 8, 2005 (28 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address