RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• J•• N••••••
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated currentsince Apr 17, 2006 · Fairfield, Ia
- I•••••••• C•••••• A••••••• formerMar 1, 2006 to Apr 19, 2006 · Lynnfield, Ma
- J••• H•••••• I••••••••• M••••••••• L•• asset managerJun 13, 2003 to Jun 8, 2004 · Boston, Ma
- M••••••• I••••••••• M••••••••• ••• L•• asset managerJun 13, 2003 to Jun 8, 2004 · Boston, Ma
- J••• H•••••• I••••••••• M••••••••• L•• asset managerJun 1, 2001 to May 30, 2003 · Portsmouth, Nh
- M••••••• I••••••••• M••••••••• ••• L•• asset managerJun 1, 2001 to May 16, 2003 · Portsmouth, Nh
- I•••••••• C•••••• A••••••• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Apr 19, 2006, registered Apr 17, 2006 (-2 days) · Other
- J••• H•••••• I••••••••• M••••••••• L•• to M••••••• I••••••••• M••••••••• ••• L••left Jun 8, 2004, registered Jun 13, 2003 (-361 days) · Other
- M••••••• I••••••••• M••••••••• ••• L•• to I•••••••• C•••••• A•••••••left Jun 8, 2004, registered Mar 1, 2006 (631 days) · Other
- M••••••• I••••••••• M••••••••• ••• L•• to J••• H•••••• I••••••••• M••••••••• L••left May 16, 2003, registered Jun 1, 2001 (-714 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address