DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

B••••• S•••• M••••••

L•• F•••••••• L••BD affiliatedColorado Springs, Codual registrantIAPD 2995298

Feed of 09/14/2026

Also filed as B••••• S•••• Renholm

At current firm

2 y

since Sep 11, 2024

In the industry

27 y

since Jan 7, 1999 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

L•• F•••••••• L•• BD affiliated current
since Sep 11, 2024 · Colorado Springs, Co
H••••••••• G•••• E••••• • R••••••••• S••••••••• former
Mar 15, 2021 to Sep 11, 2024 · Colorado Springs, Co
A••••••••• F•••••••• S•••••••• L•• national BD
Mar 19, 2010 to Mar 16, 2021 · Lone Tree, Co
F•••• F•••••••• G••••• I••• former
Nov 8, 2007 to Apr 27, 2010 · Colorado Springs, Co
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Nov 10, 2000 to Apr 28, 2003 · Colorado Springs, Co

Moves

a registration end followed by a registration begin elsewhere

H••••••••• G•••• E••••• • R••••••••• S••••••••• to L•• F•••••••• L••
left Sep 11, 2024, registered Sep 11, 2024 (0 days) · RIA to affiliated broker-dealer or bank
A••••••••• F•••••••• S•••••••• L•• to H••••••••• G•••• E••••• • R••••••••• S•••••••••
left Mar 16, 2021, registered Mar 15, 2021 (-1 days) · Affiliated broker-dealer or bank to independent RIA
F•••• F•••••••• G••••• I••• to A••••••••• F•••••••• S•••••••• L••
left Apr 27, 2010, registered Mar 19, 2010 (-39 days) · Other
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to F•••• F•••••••• G••••• I•••
left Apr 28, 2003, registered Nov 8, 2007 (1655 days) · Other

Signals

B••••• S•••• M•••••• left H••••••••• G•••• E••••• • R••••••••• S••••••••• for L•• F•••••••• L•• (registered 2024-09-11)
Sep 11, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 27derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address