DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Householder Group Estate & Retirement Specialists

Former SEC-registered adviserScottsdale, ArizonaCRD 169045SEC 801-78565websiteIAPD
Legal name Householder Group Estate And Retirement Specialist, LLC
Latest filing May 15, 2025
First filing on the tape Sep 6, 2013 · 107 filings
SEC status approved since Sep 20, 2013
RAUM
$277M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$276M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
25
16 advisory (5.B.1)
Offices
11
beyond the principal office
Private funds
0
reported on Schedule D
History
107 filings and snapshots on the tape
RAUM$277M as of May 15, 2025
Mar 27, 2014$374M then
HNW client RAUM$174M as of May 15, 2025
Apr 5, 2018$109M then
State-registered IARs (5.B.3)16 as of May 15, 2025
Mar 27, 201431 then
Employees (5.A)25 as of May 15, 2025
Mar 27, 201479 then
Private funds: no history
RAUM -79% over the last fiscal year-49% a year over threeIARs 50 to 16offices 29 to 11
Practice profile
derived from the filing of May 15, 2025; every figure names its basis
RAUM per advisor
$17.3MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
69derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$497,761derivedHNW RAUM over HNW clients
Average account
$153,796derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.1%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.6derivedItem 5.A over advisors
Advisors per office
1.3derived12 offices incl. principal (1.F.5)
RAUM growth, one year
-79%derivedbetween the last two annual amendments
Advisor growth, one year
-68%derivedItem 5.B.3 between annual amendments
Client growth, one year
-76%derived
Compensation
percentage of assets, hourly, fixed fees, otherreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisers, publications, educational seminarsreportedItem 5.G
Financial planning clients
1,000reportedItem 5.H
Wrap fee program
$45.6MreportedItem 5.I
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • is an insurance broker or agent (6.A.6)
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$174M63%
  • Individuals$102M37%
  • Corporations and businesses$1.1M0.4%
  • Pension and profit-sharing plans$147,6280.1%
Individual clients
749reported
HNW clients
349reported
Pension plan clients
7reported
Charitable clients
n/areported
Accounts
1,804reported
Financial planning clients
1,000reported
Wrap fee programs
$45.6M sponsored, $0 managedreported
Custody of client assets
noreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
7 left, 0 joined in 12 months
net -7 in 12 months0 left in 90 days0 joined in 90 days40 left over 36 months
Left, latest
Joined, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
Teams outTeams in
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • Allen Scott Householder · Chief Executive Officercontrol
    since 09/2013 · owns less than 5%
  • Michael Fusco · Trusteecontrol
    since 09/2016 · owns F of The Asg Ohio Legacy Trust
  • Jean Elzayek · Chief Compliance Officer
    since 02/2022 · owns less than 5%
Entity owners
  • Householder Group Estate & Retirement Specialist, LLC · Owner
    direct · owns 75% or more
  • The Asg Ohio Legacy Trust · Member
    indirect · owns 75% or more of Householder Group Estate & Retirement Specialist, LLC
Related persons
Schedule D 7.A
  • Hg Insurance Services, LLC
    real estaten
Office movement
IAPD branch city; joins and departures in 12 months
OfficeAdvisorsJoinedLeftTeams outForming
Albuquerque, Nm000
Bellevue, Wa000
Bothell, Wa000
Bowie, Md000
Brandon, Ms000
Brea, Ca000
Camarillo, Ca0031
Centennial, Co000
Chelmsford, Ma000
Clackamas, Or000
Columbus, Ms000
Englewood, Co000
Houston, Ms000
Lancaster, Ca000
Long Beach, Ca000
Monroe, Nc000
Natick, Ma000
Rancho Mirage, Ca001
Scottsdale, Az · principal003
Surprise, Az000
All 25 offices
Offices
Schedule D 1.F, the 25 largest
  • Rancho Mirage, CA2 employees
  • Camarillo, CA2 employees
  • Seattle, WA2 employees
  • Bellevue, WA2 employees
  • Santa Fe, NM1 employees
  • , 1 employees
  • , 1 employees
  • Centennial, CO1 employees
  • Natick, MA1 employees
  • Prescott, AZ1 employees
What changed
consecutive filings, newest first
  • Financial planning clients · More than 500 to More than 500
    Mar 26, 2025 to May 15, 2025
  • Charity clients · 0.0 to unset
    Feb 5, 2025 to Mar 26, 2025
  • Corporate clients · 3 to 5
    Feb 5, 2025 to Mar 26, 2025
  • HNW clients · 54 to 349
    Feb 5, 2025 to Mar 26, 2025
  • Individual clients · 1,055 to 749
    Feb 5, 2025 to Mar 26, 2025
  • Pension plan clients · 2 to 7
    Feb 5, 2025 to Mar 26, 2025
  • Pooled vehicle clients · 0.0 to unset
    Feb 5, 2025 to Mar 26, 2025
  • Financial planning clients · 26-50 to More than 500
    Feb 5, 2025 to Mar 26, 2025
  • Discretionary RAUM · $288M to $277M
    Feb 5, 2025 to Mar 26, 2025
  • HNW RAUM · $101M to $174M
    Feb 5, 2025 to Mar 26, 2025
  • Individual RAUM · $186M to $102M
    Feb 5, 2025 to Mar 26, 2025
  • Non-discretionary RAUM · $118,261 to $0
    Feb 5, 2025 to Mar 26, 2025
  • Pension RAUM · $943,170 to $147,628
    Feb 5, 2025 to Mar 26, 2025
  • Pooled vehicle RAUM · 0.0 to unset
    Feb 5, 2025 to Mar 26, 2025
  • RAUM · $288M to $277M
    Feb 5, 2025 to Mar 26, 2025
  • Wrap assets (sponsor) · $89.4M to $45.6M
    Feb 5, 2025 to Mar 26, 2025
  • Advisory employees · 17 to 16
    Nov 20, 2024 to Dec 16, 2024
  • BD registered reps · 16 to 15
    Nov 20, 2024 to Dec 16, 2024
  • Employees · 28 to 25
    Nov 20, 2024 to Dec 16, 2024
  • State-registered IARs · 17 to 16
    Nov 20, 2024 to Dec 16, 2024
  • Other offices · 13 to 11
    Nov 20, 2024 to Dec 16, 2024
  • Accounts · 6,706 to 1,804
    Sep 12, 2024 to Nov 4, 2024
  • Advisory employees · 41 to 17
    Sep 12, 2024 to Nov 4, 2024
  • BD registered reps · 40 to 16
    Sep 12, 2024 to Nov 4, 2024
  • Charity clients · 4 to 0
    Sep 12, 2024 to Nov 4, 2024
  • Corporate clients · 19 to 3
    Sep 12, 2024 to Nov 4, 2024
  • HNW clients · 1,165 to 54
    Sep 12, 2024 to Nov 4, 2024
  • Individual clients · 3,399 to 1,055
    Sep 12, 2024 to Nov 4, 2024
  • Pension plan clients · 9 to 2
    Sep 12, 2024 to Nov 4, 2024
  • Employees · 84 to 28
    Sep 12, 2024 to Nov 4, 2024
  • State-registered IARs · 40 to 17
    Sep 12, 2024 to Nov 4, 2024
  • Other offices · 29 to 13
    Sep 12, 2024 to Nov 4, 2024
  • Discretionary RAUM · $1.3B to $288M
    Sep 12, 2024 to Nov 4, 2024
  • HNW RAUM · $627M to $101M
    Sep 12, 2024 to Nov 4, 2024
  • Individual RAUM · $670M to $186M
    Sep 12, 2024 to Nov 4, 2024
  • Non-discretionary RAUM · $15.7M to $118,261
    Sep 12, 2024 to Nov 4, 2024
  • Pension RAUM · $1.6M to $943,170
    Sep 12, 2024 to Nov 4, 2024
  • RAUM · $1.3B to $288M
    Sep 12, 2024 to Nov 4, 2024
  • Related insurance company · true to false
    Sep 12, 2024 to Nov 4, 2024
  • Wrap assets (sponsor) · $1.0B to $89.4M
    Sep 12, 2024 to Nov 4, 2024
Signals
60 dated events
  • Householder Group Estate & Retirement Specialists no longer on the SEC adviser roster (last listed 2025-12-20, RAUM $277.4M)
    Jan 2, 2026 · Left the SEC roster · derived
  • Blake Steven Behunin left Householder Group Estate & Retirement Specialists for Lpl Financial Llc (registered 2025-12-10)
    Dec 31, 2025 · Advisor changed firm · fact
  • Robert Steven Behunin left Householder Group Estate & Retirement Specialists for Lpl Financial Llc (registered 2025-12-10)
    Dec 31, 2025 · Advisor changed firm · fact
  • Scott Householder left Householder Group Estate & Retirement Specialists for Lpl Financial Llc (registered 2016-04-27)
    Dec 31, 2025 · Advisor changed firm · fact
  • 2 advisors left Householder Group Estate & Retirement Specialists (Camarillo, CA) for LPL Financial LLC on the same day
    Dec 31, 2025 · Team lift-out · derived
  • Anthony Michael Coyne left Householder Group Estate & Retirement Specialists for Lpl Financial Llc (registered 2025-11-10)
    Dec 15, 2025 · Advisor changed firm · fact
  • Darren Keith Crow left Householder Group Estate & Retirement Specialists for Gateway Wealth Partners, Llc (registered 2025-12-16)
    Dec 15, 2025 · Advisor changed firm · fact
  • David William Romero left Householder Group Estate & Retirement Specialists for Gateway Wealth Partners, Llc (registered 2026-01-14)
    Dec 15, 2025 · Advisor changed firm · fact
  • Amy Greenberg Nelson left Householder Group Estate & Retirement Specialists for Gateway Wealth Partners, Llc (registered 2025-06-30)
    Oct 8, 2025 · Advisor changed firm · fact
  • Kirk Mitchell Balin left Householder Group Estate & Retirement Specialists for Gateway Wealth Partners, Llc (registered 2025-09-08)
    Sep 11, 2025 · Advisor changed firm · fact
  • David Andrew Heather left Householder Group Estate & Retirement Specialists for Gateway Wealth Partners, Llc (registered 2025-06-16)
    Jun 24, 2025 · Advisor changed firm · fact
  • Lance Alan Henley left Householder Group Estate & Retirement Specialists for Gateway Wealth Partners, Llc (registered 2025-05-14)
    May 29, 2025 · Advisor changed firm · fact
  • Jean Elzayek left Householder Group Estate & Retirement Specialists for Wealth Enhancement Advisory Services, Llc (registered 2025-01-21)
    Feb 5, 2025 · Advisor changed firm · fact
  • Justin Michael Nimock left Householder Group Estate & Retirement Specialists for Lpl Financial Llc (registered 2024-08-27)
    Jan 31, 2025 · Advisor changed firm · fact
  • Erik Ryan Walker left Householder Group Estate & Retirement Specialists for Ip Financial Advisory Services Llc (registered 2024-12-18)
    Jan 3, 2025 · Advisor changed firm · fact
  • Tucker Sahnow left Householder Group Estate & Retirement Specialists for Lpl Financial Llc (registered 2023-04-25)
    Jan 2, 2025 · Advisor changed firm · fact
  • Veronica Marie Aaron left Householder Group Estate & Retirement Specialists for Wealth Enhancement Advisory Services, Llc (registered 2026-02-04)
    Nov 12, 2024 · Advisor changed firm · fact
  • Householder Group Estate & Retirement Specialists reported RAUM $287.8M, down 78% from $1.3B (2024-09-12 to 2024-11-04)
    Nov 4, 2024 · RAUM change · derived
  • Householder Group Estate & Retirement Specialists reported 13 offices beyond its principal office, down from 29 (2024-09-12 to 2024-11-04)
    Nov 4, 2024 · Office count change · derived
  • Householder Group Estate & Retirement Specialists reported 17 state-registered advisory representatives, down from 40 (2024-09-12 to 2024-11-04)
    Nov 4, 2024 · Advisor headcount change · derived
  • Renee Farida (Chief Operating Officer) no longer on Schedule A of Householder Group Estate & Retirement Specialists (listed 2024-09-12, absent 2024-11-04)
    Nov 4, 2024 · Control person left · inference
  • Samuel Soler-Conklin left Householder Group Estate & Retirement Specialists for Wealth Enhancement Advisory Services, Llc (registered 2025-01-02)
    Nov 1, 2024 · Advisor changed firm · fact
  • Maxwell Shapiro left Householder Group Estate & Retirement Specialists for Wealth Enhancement Advisory Services, Llc (registered 2024-11-01)
    Nov 1, 2024 · Advisor changed firm · fact
  • Tyler Finch left Householder Group Estate & Retirement Specialists for Wealth Enhancement Advisory Services, Llc (registered 2024-11-01)
    Nov 1, 2024 · Advisor changed firm · fact
  • Damon Ridley left Householder Group Estate & Retirement Specialists for Wealth Enhancement Advisory Services, Llc (registered 2024-11-01)
    Nov 1, 2024 · Advisor changed firm · fact
  • Jeffrey Forbes Smith left Householder Group Estate & Retirement Specialists for Wealth Enhancement Advisory Services, Llc (registered 2024-11-01)
    Nov 1, 2024 · Advisor changed firm · fact
  • Colin Patrick Mcgraw left Householder Group Estate & Retirement Specialists for Wealth Enhancement Advisory Services, Llc (registered 2024-11-01)
    Nov 1, 2024 · Advisor changed firm · fact
  • Katrina Louise Van Rensum left Householder Group Estate & Retirement Specialists for Wealth Enhancement Advisory Services, Llc (registered 2024-11-04)
    Nov 1, 2024 · Advisor changed firm · fact
  • Lisa Jenine Kachel left Householder Group Estate & Retirement Specialists for Wealth Enhancement Advisory Services, Llc (registered 2024-11-01)
    Nov 1, 2024 · Advisor changed firm · fact
  • Skyler Hulslander left Householder Group Estate & Retirement Specialists for Wealth Enhancement Advisory Services, Llc (registered 2024-11-01)
    Nov 1, 2024 · Advisor changed firm · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
RAUM per advisor
n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026