DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Registered advisor

V••••••• L•••

O•••• W•••••• I•••BD affiliatedScottsdale, Azdual registrantIAPD 2995608

Feed of 09/14/2026

Also filed as Vincent Peter L•••

At current firm

0 y

since Nov 5, 2025

In the industry

28 y

since Jan 24, 1998 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

O•••• W•••••• I••• BD affiliated current
since Nov 5, 2025 · Scottsdale, Az
R•••••• J•••• • A••••••••• I••• national BD
Dec 20, 2021 to Oct 19, 2023 · Lodi, Nj
T• A••••••••• I••• former
May 30, 2007 to Jan 6, 2021 · San Diego, Ca
N•• Y••• L••• I••••••••• M••••••••• L•• asset manager
Oct 14, 2005 to May 18, 2007 · Parsippany, Nj

Moves

a registration end followed by a registration begin elsewhere

R•••••• J•••• • A••••••••• I••• to O•••• W•••••• I•••
left Oct 19, 2023, registered Nov 5, 2025 (748 days) · Affiliated broker-dealer or bank to another
T• A••••••••• I••• to R•••••• J•••• • A••••••••• I•••
left Jan 6, 2021, registered Dec 20, 2021 (348 days) · Other
N•• Y••• L••• I••••••••• M••••••••• L•• to T• A••••••••• I•••
left May 18, 2007, registered May 30, 2007 (12 days) · Other

Signals

V••••••• L••• left R•••••• J•••• • A••••••••• I••• for O•••• W•••••• I••• (registered 2025-11-05)
Oct 19, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 28derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address