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Feed of 09/14/2026
Also filed as B•••• Michael S•••••
At current firm
3 y
since Sep 5, 2023
In the industry
28 y
since Jun 30, 1998 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M••••• S•••••• wirehouse currentsince Sep 5, 2023 · Alpharetta, Ga
- E•••••• C•••••• M••••••••• L•• formerJul 14, 2021 to Sep 5, 2023 · Milton, Fl
- T• A••••••••• I••••••••• M••••••••• L•• formerFeb 13, 2019 to Dec 31, 2020 · Pensacola, Fl
- T• A••••••••• I••• formerFeb 8, 2019 to Jan 11, 2021 · Pensacola, Fl
- C•••••• S••••• • C••• I••• national BDAug 12, 1998 to Nov 22, 2004 · Destin, Fl
Moves
a registration end followed by a registration begin elsewhere
- E•••••• C•••••• M••••••••• L•• to M••••• S••••••left Sep 5, 2023, registered Sep 5, 2023 (0 days) · corporate re-registration, not a move
- T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••left Jan 11, 2021, registered Feb 13, 2019 (-698 days) · channel change inside one enterprise, not a move · moved with a team
- T• A••••••••• I••••••••• M••••••••• L•• to E•••••• C•••••• M••••••••• L••left Dec 31, 2020, registered Jul 14, 2021 (195 days) · RIA to RIA
- C•••••• S••••• • C••• I••• to T• A••••••••• I•••left Nov 22, 2004, registered Feb 8, 2019 (5191 days) · Affiliated broker-dealer or bank to a newly registered adviser
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address