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Registered advisor
M•••••• P•••••••• W••••••
Chartered Financial Analyst
Feed of 09/14/2026
At current firm
3 y
since Jan 17, 2023
In the industry
28 y
since May 5, 1998 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63, S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- R•••••• J•••• • A••••••••• I••• national BD currentsince Jan 17, 2023 · Richmond, Va
- T••••• A••••••• S•••••••• I••• BD affiliatedFeb 17, 2021 to Jan 24, 2023 · Richmond, Va
- B••• S••••••••• L•• formerJan 2, 2013 to Feb 17, 2021 · Richmond, Va
- S•••• • S••••••••• L•• formerMay 6, 2003 to Jan 2, 2013 · Richmond, Va
Moves
a registration end followed by a registration begin elsewhere
- T••••• A••••••• S•••••••• I••• to R•••••• J•••• • A••••••••• I•••left Jan 24, 2023, registered Jan 17, 2023 (-7 days) · Affiliated broker-dealer or bank to another · moved with a team
- B••• S••••••••• L•• to T••••• A••••••• S•••••••• I•••left Feb 17, 2021, registered Feb 17, 2021 (0 days) · corporate re-registration, not a move
- S•••• • S••••••••• L•• to B••• S••••••••• L••left Jan 2, 2013, registered Jan 2, 2013 (0 days) · corporate re-registration, not a move
Signals
- M•••••• P•••••••• W•••••• left T••••• A••••••• S•••••••• I••• for R•••••• J•••• • A••••••••• I••• (registered 2023-01-17)Jan 24, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address