RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••• C••••••••• C•••••••
- I•• A•••••••• L•• independent RIA currentsince Apr 22, 2015 · Athens, Ga
- W•••• F•••• A••••••• wirehouseSep 24, 2004 to Apr 17, 2015 · Athens, Ga
- S••••••• I••••••••• S•••••••• I••• formerMay 23, 2002 to Oct 22, 2004 · Athens, Ga
- W•••• F•••• A••••••• to I•• A•••••••• L••left Apr 17, 2015, registered Apr 22, 2015 (5 days) · Other · moved with a team
- S••••••• I••••••••• S•••••••• I••• to W•••• F•••• A•••••••left Oct 22, 2004, registered Sep 24, 2004 (-28 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address