DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
R••••• B••••••
Feed of 09/14/2026
At current firm
9 y
since Mar 15, 2017
In the industry
24 y
since Jul 3, 2002 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Mar 15, 2017 · Woodbridge, Va
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJun 28, 2010 to Jul 19, 2016 · Vienna, Va
- B••• O• A•••••• I••••••••• S•••••••• I••• unclassifiedOct 20, 2004 to Jan 29, 2009 · Mclean, Va
- Q•••• • R•••••• I••• unclassifiedFeb 23, 2004 to Oct 20, 2004 · Mclean, Va
- U•• F•••••••• S••••••• I••• wirehouseSep 5, 2002 to Aug 12, 2003 · Vienna, Va
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to W•••• F•••• A•••••••left Jul 19, 2016, registered Mar 15, 2017 (239 days) · Wirehouse to wirehouse · moved with a team
- B••• O• A•••••• I••••••••• S•••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Jan 29, 2009, registered Jun 28, 2010 (515 days) · Other
- Q•••• • R•••••• I••• to B••• O• A•••••• I••••••••• S•••••••• I•••left Oct 20, 2004, registered Oct 20, 2004 (0 days) · corporate re-registration, not a move
- U•• F•••••••• S••••••• I••• to Q•••• • R•••••• I•••left Aug 12, 2003, registered Feb 23, 2004 (195 days) · Other
Signals
No dated event on this person.
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address