A•••••• K•••••••

• C••••• I••••••••• A••••••• L•• BD affiliated current
  since Sep 5, 2025 · Toledo, Oh
• A•••••• A••••••• S••••••• former
  Jul 27, 2022 to Sep 5, 2025 · Dallas, Tx
• O•••• W•••••• I••• BD affiliated
  Nov 6, 2014 to May 19, 2022 · Scottsdale, Az
• P•• W••••• M••••••••• BD affiliated
  Jul 19, 2011 to Jun 18, 2014 · Mentor, Oh
• M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
  Apr 15, 2010 to Jun 8, 2011 · Toledo, Oh

• A•••••• A••••••• S••••••• to C••••• I••••••••• A••••••• L••
  left Sep 5, 2025, registered Sep 5, 2025 (0 days) · corporate re-registration, not a move
• O•••• W•••••• I••• to A•••••• A••••••• S•••••••
  left May 19, 2022, registered Jul 27, 2022 (69 days) · Affiliated broker-dealer or bank to another
• P•• W••••• M••••••••• to O•••• W•••••• I•••
  left Jun 18, 2014, registered Nov 6, 2014 (141 days) · Other
• M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to P•• W••••• M•••••••••
  left Jun 8, 2011, registered Jul 19, 2011 (41 days) · Other

• ••• Locked
  May 19, 2022 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

16derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address