DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

T••• K•••• B••••

L•• F•••••••• L••BD affiliatedTigard, Ordual registrantIAPD 3002473

Certified Financial Planner

Feed of 09/14/2026

At current firm

1 y

since Jul 29, 2025

In the industry

28 y

since Feb 4, 1998 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

L•• F•••••••• L•• BD affiliated current
since Jul 29, 2025 · Tigard, Or
F•••••••• A•••••••• I••••••••• M••••••••• former
Sep 27, 2021 to Aug 4, 2025 · Olympia, Wa
W•••• F•••• A••••••• wirehouse
Aug 26, 2016 to Oct 4, 2021 · Tigard, Or
U••• B•••••• I••••••••• I••• former
Apr 21, 2010 to Aug 30, 2016 · Beaverton, Or
C•••• I••••••••• S••••••• C•••• former
May 2, 2009 to Apr 20, 2010 · Eugene, Or
W••• I••••••••• I••• unclassified
May 21, 2008 to May 2, 2009 · Portland, Or
C••• B•••••••• S•••••••• I••• former
Oct 4, 2005 to May 6, 2008 · Veradale, Wa
C••• F•••••••• S•••••••• L••• former
Jul 27, 2005 to Sep 27, 2005 · Portland, Or

Moves

a registration end followed by a registration begin elsewhere

F•••••••• A•••••••• I••••••••• M••••••••• to L•• F•••••••• L••
left Aug 4, 2025, registered Jul 29, 2025 (-6 days) · RIA to affiliated broker-dealer or bank · moved with a team
W•••• F•••• A••••••• to F•••••••• A•••••••• I••••••••• M•••••••••
left Oct 4, 2021, registered Sep 27, 2021 (-7 days) · Wirehouse to independent RIA
U••• B•••••• I••••••••• I••• to W•••• F•••• A•••••••
left Aug 30, 2016, registered Aug 26, 2016 (-4 days) · Other
C•••• I••••••••• S••••••• C•••• to U••• B•••••• I••••••••• I•••
left Apr 20, 2010, registered Apr 21, 2010 (1 days) · Other
W••• I••••••••• I••• to C•••• I••••••••• S••••••• C••••
left May 2, 2009, registered May 2, 2009 (0 days) · corporate re-registration, not a move
C••• B•••••••• S•••••••• I••• to W••• I••••••••• I•••
left May 6, 2008, registered May 21, 2008 (15 days) · Other
C••• F•••••••• S•••••••• L••• to C••• B•••••••• S•••••••• I•••
left Sep 27, 2005, registered Oct 4, 2005 (7 days) · Other

Signals

T••• K•••• B•••• left F•••••••• A•••••••• I••••••••• M••••••••• for L•• F•••••••• L•• (registered 2025-07-29)
Aug 4, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 28derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address