RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C••••••••• M•••••• M••••
- S•••• F•••••••• L•• independent RIA currentsince Nov 12, 2013 · Waltham, Ma
- A•••• D••••••• L•• formerDec 6, 2011 to Dec 31, 2019 · Waltham, Ma
- A•••• D••••••• L•• formerAug 10, 2011 to Dec 2, 2011 · Waltham, Ma
- B••• A•••••••• L•• formerJul 16, 2007 to Nov 1, 2007 · Boston, Ma
- A•••• D••••••• L•• to S•••• F•••••••• L••left Dec 31, 2019, registered Nov 12, 2013 (-2240 days) · Other · moved with a team
- B••• A•••••••• L•• to A•••• D••••••• L••left Nov 1, 2007, registered Aug 10, 2011 (1378 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address