DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
S•••• F•••••••• L••
Latest filing Feb 16, 2026
First filing on the tape Oct 25, 2013 · 52 filings
SEC status approved since Nov 4, 2013
RAUM
$44.7M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$44.7M individuals and HNW
Advisors
6
registered through the firm on IAPD
RAUM per advisor
$7.5M
derived; firm RAUM over IAPD count
Employees
22
6 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
52 filings and snapshots on the tape
RAUM$44.7M as of Feb 16, 2026
Mar 10, 2020$13.5M then
HNW client RAUM$22.0M as of Feb 16, 2026
Mar 10, 2020$2.0M then
State-registered IARs (5.B.3)6 as of Feb 16, 2026
Jan 7, 20146 then
Employees (5.A)22 as of Feb 16, 2026
Jan 7, 20146 then
Private funds: no history
RAUM +24% over the last fiscal year+16% a year over threeIARs 6 to 6
Practice profile
derived from the filing of Feb 16, 2026; every figure names its basis
Archetypes, each a printed rule
- Planning-led practice · financial planning activity (5.G.1), at least 100 financial planning clients (5.H), and hourly, fixed or subscription compensation (5.E)
- RAUM per advisor
- $7.5MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 23derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.8MderivedHNW RAUM over HNW clients
- Average account
- $187,815derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.1%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 3.7derivedItem 5.A over advisors
- Advisors per office
- 6.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +24%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +3.8%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, educational seminarsreportedItem 5.G
- Financial planning clients
- 5,000reportedItem 5.H
- Ownership
- controlled by a public reporting companyderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- controlled by a public reporting company (10.A)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$22.7M51%
- High-net-worth individuals$22.0M49%
- Charitable organizations$24,0000.1%
- Individual clients
- 123reported
- HNW clients
- 12reported
- Pension plan clients
- n/areported
- Charitable clients
- 1reported
- Accounts
- 238reported
- Financial planning clients
- 5,000reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=1.0derived
Advisors registered through the firm
6 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| S•••••• E•••••••• K••••••• | Waltham, Ma | Nov 12, 2013 | 27 y | 2 |
| G•••••• N•• M••••••••• | Waltham, Ma | Nov 12, 2013 | 27 y | 1 |
| A•••••••• M•••••• S••••••••• | Waltham, Ma | Nov 12, 2013 | 15 y | 1 |
| A••••• B• B••••• | Waltham, Ma | Nov 12, 2013 | 20 y | 1 |
| C••••••••• M•••••• M•••• | Waltham, Ma | Nov 12, 2013 | 22 y | 3 |
| B•••• R•••••• H•••••••Certified Financial Planner | Waltham, Ma | Aug 21, 2019 | 23 y | 2 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- R••••• G• B•••• to C••••••••• F•••••••• N••••••Jul 1, 2021 · RIA to affiliated broker-dealer or bank
Joined, latest
- R••••• G• B•••• from E•••••• C•••••• M••••••••• L••Jun 16, 2020 · RIA to RIA
- B•••• R•••••• H••••••• from M••••• O• O•••• I••••••• S•••••••• I•••Aug 21, 2019 · Other
- S•••••• E•••••••• K••••••• from A•••• D••••••• L••Nov 12, 2013 · Other
- G•••••• N•• M••••••••• from A•••• D••••••• L••Nov 12, 2013 · Other
- A•••••••• M•••••• S••••••••• from A•••• D••••••• L••Nov 12, 2013 · Other
- A••••• B• B••••• from A•••• D••••••• L••Nov 12, 2013 · Other
- C••••••••• M•••••• M•••• from A•••• D••••••• L••Nov 12, 2013 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 5 joined from A•••• D••••••• L••Dec 31, 2019 · Waltham, Ma · Firm absorbed
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B•••••• A•••••• B• · Membercontrolsince 09/2013 · owns 10% to 25%
- B••••••••• D•••••••• N•• · Member Of The Boardcontrolsince 09/2013 · owns 25% to 50%
- K•••••••• S••••••• E•••••••• · Member, Ccocontrolsince 09/2013 · owns 5% to 10%
- M••••••••• G••••••• N•• · Member, Ceocontrolsince 09/2013 · owns 10% to 25%
- S••••••••• A••••••••• M•••••• · Membercontrolsince 09/2013 · owns 5% to 10%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Waltham, Ma · principal | 6 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- high employee count relative to advisorsStatic outlier · filing Feb 16, 2026employees per registered advisor of 3.7 against a peer median of 1.2 (71 comparable advisers, 99.0th percentile, 8.3 robust deviations)peers: independent wealth managers, under $100M (71) · 99% percentile
What changed
consecutive filings, newest first
- Accounts · 207 to 238Jan 16, 2025 to Feb 16, 2026
- HNW clients · 6 to 12Jan 16, 2025 to Feb 16, 2026
- Individual clients · 124 to 123Jan 16, 2025 to Feb 16, 2026
- Employees · 18 to 22Jan 16, 2025 to Feb 16, 2026
- Discretionary RAUM · $35.9M to $44.7MJan 16, 2025 to Feb 16, 2026
- HNW RAUM · $15.1M to $22.0MJan 16, 2025 to Feb 16, 2026
- Individual RAUM · $20.9M to $22.7MJan 16, 2025 to Feb 16, 2026
- RAUM · $35.9M to $44.7MJan 16, 2025 to Feb 16, 2026
- Accounts · 173 to 207Jan 18, 2024 to Jan 16, 2025
- HNW clients · 5 to 6Jan 18, 2024 to Jan 16, 2025
- Individual clients · 112 to 124Jan 18, 2024 to Jan 16, 2025
- Employees · 17 to 18Jan 18, 2024 to Jan 16, 2025
- Financial planning clients · More than 500 to More than 500Jan 18, 2024 to Jan 16, 2025
- Discretionary RAUM · $31.0M to $35.9MJan 18, 2024 to Jan 16, 2025
- HNW RAUM · $8.0M to $15.1MJan 18, 2024 to Jan 16, 2025
- Individual RAUM · $23.0M to $20.9MJan 18, 2024 to Jan 16, 2025
- RAUM · $31.0M to $35.9MJan 18, 2024 to Jan 16, 2025
- Accounts · 167 to 173Feb 27, 2023 to Jan 18, 2024
- Charity clients · unset to 1.0Feb 27, 2023 to Jan 18, 2024
- HNW clients · 4 to 5Feb 27, 2023 to Jan 18, 2024
- Individual clients · 110 to 112Feb 27, 2023 to Jan 18, 2024
- Discretionary RAUM · $28.4M to $31.0MFeb 27, 2023 to Jan 18, 2024
- HNW RAUM · $6.9M to $8.0MFeb 27, 2023 to Jan 18, 2024
- Individual RAUM · $21.5M to $23.0MFeb 27, 2023 to Jan 18, 2024
- RAUM · $28.4M to $31.0MFeb 27, 2023 to Jan 18, 2024
- Accounts · 154 to 167Feb 17, 2022 to Feb 27, 2023
- HNW clients · 9 to 4Feb 17, 2022 to Feb 27, 2023
- Individual clients · 143 to 110Feb 17, 2022 to Feb 27, 2023
- Employees · 15 to 17Feb 17, 2022 to Feb 27, 2023
- Discretionary RAUM · $27.4M to $28.4MFeb 17, 2022 to Feb 27, 2023
- HNW RAUM · $10.6M to $6.9MFeb 17, 2022 to Feb 27, 2023
- Individual RAUM · $16.9M to $21.5MFeb 17, 2022 to Feb 27, 2023
- RAUM · $27.4M to $28.4MFeb 17, 2022 to Feb 27, 2023
- Accounts · 148 to 154Jul 2, 2021 to Feb 17, 2022
- HNW clients · 5 to 9Jul 2, 2021 to Feb 17, 2022
- Individual clients · 91 to 143Jul 2, 2021 to Feb 17, 2022
- Employees · 8 to 15Jul 2, 2021 to Feb 17, 2022
- Discretionary RAUM · $22.9M to $27.4MJul 2, 2021 to Feb 17, 2022
- HNW RAUM · $9.0M to $10.6MJul 2, 2021 to Feb 17, 2022
- Individual RAUM · $13.8M to $16.9MJul 2, 2021 to Feb 17, 2022
Signals
4 dated events
- Michael Christopher Moran (Head Of Client Solutions) no longer on Schedule A of S•••• F•••••••• L•• (listed 2019-09-30, absent 2019-10-04)Oct 4, 2019 · Control person left · inference
- Richard Brian Harrison (Head Of Consumer Product) no longer on Schedule A of S•••• F•••••••• L•• (listed 2019-09-30, absent 2019-10-04)Oct 4, 2019 · Control person left · inference
- Richard Brian Harrison (Head Of Consumer Product) appeared on Schedule A of S•••• F•••••••• L••Apr 26, 2019 · Control person joined · fact
- D•••••• I•••• F•••••••• L•• filed its initial SEC registration (Form ADV)Oct 25, 2013 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@savvifi.comreportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- LINKEDIN.COM/COMPANY/S••••-FINANCIALreportedpublic record, Form ADV, Sep 19, 2026
- Firm profile
- LINKEDIN.COM/COMPANY/S••••-WEALTH-PARTNERSreportedpublic record, Form ADV, Sep 19, 2026
- Website
- S••••FI.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 781-583-7011reportedpublic record, Form ADV, Feb 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $7.5Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026