DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Mark N Henry
Feed of 09/14/2026
At current firm
7 y
since Jun 2, 2019
In the industry
28 y
since Mar 18, 1998 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Virtue Wealth Counsel, LLC state registered currentsince Jun 2, 2019 · Tyler, Tx
- Stewardship Advisory Group, LLC independent RIAApr 10, 2013 to Jun 14, 2019 · Scottsdale, Az
- United Planners' Financial Services Of America A Limited Partner independent RIAApr 8, 2011 to Dec 31, 2014 · Tyler, Tx
- Qa3 Financial LLC unclassifiedSep 29, 2006 to Feb 11, 2011 · Scottsdale, Az
- G. A. Repple & Company BD affiliatedOct 15, 1998 to Sep 29, 2006 · Scottsdale, Az
Moves
a registration end followed by a registration begin elsewhere
- Stewardship Advisory Group, LLC to Virtue Wealth Counsel, LLCleft Jun 14, 2019, registered Jun 2, 2019 (-12 days) · RIA to a state-registered adviser
- United Planners' Financial Services Of America A Limited Partner to Stewardship Advisory Group, LLCleft Dec 31, 2014, registered Apr 10, 2013 (-630 days) · Other
- Qa3 Financial LLC to United Planners' Financial Services Of America A Limited Partnerleft Feb 11, 2011, registered Apr 8, 2011 (56 days) · Other
- G. A. Repple & Company to Qa3 Financial LLCleft Sep 29, 2006, registered Sep 29, 2006 (0 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address