DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Jamin Purtell
Feed of 09/14/2026
Also filed as Jamin L Purtell
At current firm
1 y
since May 28, 2025
In the industry
28 y
since Jun 4, 1998 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- LPL Financial LLC BD affiliated currentsince May 28, 2025 · Syracuse, Ny
- Cadaret Grant & Co Inc formerNov 11, 2022 to Oct 24, 2025 · Syracuse, Ny
- LPL Financial LLC BD affiliatedJan 8, 2019 to Nov 16, 2022 · Epsom, Nh
- Signator Investors, Inc. formerJul 3, 2018 to Nov 2, 2018 · Portsmouth, Nh
- Osaic Fs, Inc. formerMar 17, 2011 to Jan 25, 2018 · Concord, Nh
Moves
a registration end followed by a registration begin elsewhere
- Cadaret Grant & Co Inc to LPL Financial LLCleft Oct 24, 2025, registered May 28, 2025 (-149 days) · channel change inside one enterprise, not a move · moved with a team
- LPL Financial LLC to Cadaret Grant & Co Incleft Nov 16, 2022, registered Nov 11, 2022 (-5 days) · RIA to affiliated broker-dealer or bank
- Signator Investors, Inc. to LPL Financial LLCleft Nov 2, 2018, registered Jan 8, 2019 (67 days) · Affiliated broker-dealer or bank to independent RIA
- Osaic Fs, Inc. to Signator Investors, Inc.left Jan 25, 2018, registered Jul 3, 2018 (159 days) · Other
Signals
- Jamin Purtell left Lpl Financial Llc for Cadaret Grant & Co Inc (registered 2022-11-11)Nov 16, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address