P••• H•••••••••

• L•• F•••••••• L•• BD affiliated current
  since Aug 29, 2025 · Tempe, Az
• O•••• W•••••• I••• BD affiliated
  Jan 19, 2024 to Sep 2, 2025 · Tempe, Az
• W••••••• F•••••••• S•••••••• I••• former
  Jun 16, 2008 to Jan 19, 2024 · Phoenix, Az
• O•••• F•• I••• former
  Jan 22, 2002 to Dec 31, 2002 · Phoenix, Az

• O•••• W•••••• I••• to L•• F•••••••• L••
  left Sep 2, 2025, registered Aug 29, 2025 (-4 days) · Affiliated broker-dealer or bank to another · moved with a team
• W••••••• F•••••••• S•••••••• I••• to O•••• W•••••• I•••
  left Jan 19, 2024, registered Jan 19, 2024 (0 days) · corporate re-registration, not a move
• O•••• F•• I••• to W••••••• F•••••••• S•••••••• I•••
  left Dec 31, 2002, registered Jun 16, 2008 (1994 days) · Other

• ••• Locked
  Sep 2, 2025 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

28derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address