H•••••• H••• H••••

• U•• F•••••••• S••••••• I••• wirehouse current
  since May 19, 2009 · Washington, Dc
• M••••• S•••••• • C•• L•• unclassified
  Apr 2, 2007 to May 4, 2009 · Washington, Dc
• M••••• S•••••• D• I••• unclassified
  Dec 12, 2002 to Apr 2, 2007 · Washington, Dc
• A••••••••• L••• other
  Feb 2, 1999 to Dec 10, 2002 · Washington, Dc

• M••••• S•••••• • C•• L•• to U•• F•••••••• S••••••• I•••
  left May 4, 2009, registered May 19, 2009 (15 days) · Other
• M••••• S•••••• D• I••• to M••••• S•••••• • C•• L••
  left Apr 2, 2007, registered Apr 2, 2007 (0 days) · corporate re-registration, not a move
• A••••••••• L••• to M••••• S•••••• D• I•••
  left Dec 10, 2002, registered Dec 12, 2002 (2 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Wirehousederived

Years in industry

28derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address