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Registered advisor
J••••• B•••••• B•••••
Certified Financial Planner
Feed of 09/14/2026
At current firm
2 y
since Jun 14, 2024
In the industry
28 y
since Mar 10, 1998 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- O•••• W•••••• I••• BD affiliated currentsince Jun 14, 2024 · Cheshire, Ct
- S••••••••• A•••••• A•••••••• I••• formerDec 7, 2021 to Jun 14, 2024 · Cheshire, Ct
- L•• F•••••••• L•• BD affiliatedSep 25, 2009 to Dec 15, 2021 · Guilford, Ct
- O•••• I••••••••• I••• BD affiliatedMay 1, 2007 to Sep 25, 2009 · Branford, Ct
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseMar 29, 2004 to May 3, 2007 · Farmington, Ct
- W•••• F•••• A••••••• wirehouseJun 25, 2003 to Mar 30, 2004 · Cheshire, Ct
Moves
a registration end followed by a registration begin elsewhere
- S••••••••• A•••••• A•••••••• I••• to O•••• W•••••• I•••left Jun 14, 2024, registered Jun 14, 2024 (0 days) · corporate re-registration, not a move
- L•• F•••••••• L•• to S••••••••• A•••••• A•••••••• I•••left Dec 15, 2021, registered Dec 7, 2021 (-8 days) · Affiliated broker-dealer or bank to another
- O•••• I••••••••• I••• to L•• F•••••••• L••left Sep 25, 2009, registered Sep 25, 2009 (0 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to O•••• I••••••••• I•••left May 3, 2007, registered May 1, 2007 (-2 days) · Other
- W•••• F•••• A••••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Mar 30, 2004, registered Mar 29, 2004 (-1 days) · Wirehouse to wirehouse
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address