RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
E•••••••• A••• H•••••
- O•••• W•••••• I••• BD affiliated currentsince Jan 19, 2024 · Lansdale, Pa
- W••••••• F•••••••• S•••••••• I••• formerNov 3, 2017 to Jan 19, 2024 · Pennsburg, Pa
- M•• A••••••• F•••••••• M••••••••• I••• formerSep 22, 2016 to Nov 6, 2017 · Pennsburg, Pa
- M•• I•••••••• S•••••••• L•• BD affiliatedMar 2, 2016 to Sep 22, 2016 · Horsham, Pa
- W••••••• F•••••••• S•••••••• I••• to O•••• W•••••• I•••left Jan 19, 2024, registered Jan 19, 2024 (0 days) · corporate re-registration, not a move
- M•• A••••••• F•••••••• M••••••••• I••• to W••••••• F•••••••• S•••••••• I•••left Nov 6, 2017, registered Nov 3, 2017 (-3 days) · Other
- M•• I•••••••• S•••••••• L•• to M•• A••••••• F•••••••• M••••••••• I•••left Sep 22, 2016, registered Sep 22, 2016 (0 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address