DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
John Edward Gunther
Feed of 09/14/2026
At current firm
10 y
since Jan 21, 2016
In the industry
24 y
since Jul 19, 2002 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Polen Capital Management, LLC asset manager currentsince Jan 21, 2016 · Boca Raton, Fl
- Wells Fargo Advisors wirehouseAug 13, 2004 to Jul 5, 2005 · Margate, Fl
- Oppenheimer Asset Management BD affiliatedApr 23, 2003 to Aug 4, 2004 · New York, Ny
- Oppenheimer & Co. Inc. BD affiliatedJan 3, 2003 to Aug 4, 2004 · Boca Raton, Fl
- Cibc World Markets Corp. unclassifiedAug 30, 2002 to Jan 3, 2003 · Boca Raton, Fl
- Deutsche Bank Securities Inc. no RAUMJul 19, 2002 to Aug 6, 2002 · New York, Ny
Moves
a registration end followed by a registration begin elsewhere
- Wells Fargo Advisors to Polen Capital Management, LLCleft Jul 5, 2005, registered Jan 21, 2016 (3852 days) · Other
- Oppenheimer Asset Management to Wells Fargo Advisorsleft Aug 4, 2004, registered Aug 13, 2004 (9 days) · Other
- Oppenheimer & Co. Inc. to Oppenheimer Asset Managementleft Aug 4, 2004, registered Apr 23, 2003 (-469 days) · Other
- Cibc World Markets Corp. to Oppenheimer & Co. Inc.left Jan 3, 2003, registered Jan 3, 2003 (0 days) · corporate re-registration, not a move
- Deutsche Bank Securities Inc. to Cibc World Markets Corp.left Aug 6, 2002, registered Aug 30, 2002 (24 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address