DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Hajime James Sakiyama
Feed of 09/15/2026
Also filed as Hajime S Sakiyama
At current firm
14 y
since Jul 20, 2012
In the industry
28 y
since May 23, 1998 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- U.S. Bancorp Advisors, LLC BD affiliated currentsince Jul 20, 2012 · Irvine, Ca
- Citigroup Global Markets Inc. BD affiliatedAug 2, 2011 to Jul 12, 2012 · Gardena, Ca
- Wells Fargo Advisors wirehouseJan 31, 2011 to Aug 2, 2011 · Torrance, Ca
- Bancwest Investment Services, Inc. (Bwis) formerOct 17, 2006 to Feb 1, 2011 · San Jose, Ca
- Morgan Stanley Dw Inc. unclassifiedAug 6, 2002 to Feb 9, 2006 · Santa Ana, Ca
Moves
a registration end followed by a registration begin elsewhere
- Citigroup Global Markets Inc. to U.S. Bancorp Advisors, LLCleft Jul 12, 2012, registered Jul 20, 2012 (8 days) · Other
- Wells Fargo Advisors to Citigroup Global Markets Inc.left Aug 2, 2011, registered Aug 2, 2011 (0 days) · Other
- Bancwest Investment Services, Inc. (Bwis) to Wells Fargo Advisorsleft Feb 1, 2011, registered Jan 31, 2011 (-1 days) · Other
- Morgan Stanley Dw Inc. to Bancwest Investment Services, Inc. (Bwis)left Feb 9, 2006, registered Oct 17, 2006 (250 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address